January 15, 2023

Investors File Disputes About Marc Jacobson

business man holding his head with text asking questions about stock broker misconduct

Investors have come forward with complaints about securities broker Marc Jacob Jacobson (CRD:  1908557, Northbrook, IL). Evidently, the securities broker, who worked for Sagepoint Financial Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Sagepoint Financial Inc. clients allege that Jacobson made misrepresentations. For more on these disclosures about Jacobson, see below; however, keep in mind that the securities broker denies all allegations of misconduct.

Sagepoint Financial Inc. Investor Accuses Marc Jacobson Of Misrepresentation

Notably, on May 18, 2022, a Sagepoint Financial Inc. client filed a complaint about Marc Jacobson. Namely, the client alleged that Jacobson made misrepresentations. Because of this, the client allegedly sustained damages by investing in variable annuities. Therefore, the client requested compensation from Sagepoint Financial Inc. or Jacobson. Evidently, this complaint is denied.

Pruco Securities LLC Investor Accuses Jacobson Of Misconduct

Also, a Pruco Securities LLC client filed a complaint about Marc Jacobson. Namely, the client alleged that Jacobson acted unethically. Because of this, the client allegedly sustained damages by investing in variable annuities. Therefore, on January 4, 2017, Pruco Securities LLC settled this matter by paying the client $14,370.84 in damages.

Marc Jacobson Discloses Omissions Allegations By Pruco Securities LLC Client

Notably, on August 24, 2015, a Pruco Securities LLC client filed a complaint about Marc Jacobson. Namely, the client alleged that Jacobson made omissions. Because of this, the client allegedly sustained damages by investing in variable annuities. Therefore, the client requested $7,000 in compensation from Pruco Securities LLC or Jacobson. Evidently, this complaint is denied.

Pruco Securities LLC Investor Accuses Jacobson Of Misrepresentation

Additionally, a client of Pruco Securities LLC contested Marc Jacobson’s sales practices by filing Civil Suit: 10-MI-117693. Allegedly, Jacobson made misrepresentations. Supposedly, Jacobson caused the client to sustain damages by investing in variable annuities. Therefore, Pruco Securities LLC opted to settle the matter on April 15, 2010.

Marc Jacobson Discloses Misrepresentation Allegations By Pruco Securities LLC Client

Also, a client of Pruco Securities LLC contested Marc Jacobson’s sales practices, according to a complaint dated June 26, 2009. Allegedly, Jacobson made misrepresentations. Supposedly, Jacobson caused the client to sustain damages by investing in variable annuities. Therefore, the client sought compensatory relief from Pruco Securities LLC or Jacobson. However, this complaint is denied.

Jacobson Employment Information

  • Jacobson worked for Pruco Securities LLC in Newark, NJ, as a securities broker from April of 2003 to October of 2020.
  • Jacobson worked for Sagepoint Financial Inc. in Northbrook, IL, as a securities broker from October of 2020 to March of 2022.
  • Jacobson has worked for Aegis Capital Corp. in Northbrook, IL, as a financial advisor and securities broker since March 3, 2022.

Damages Resulting From Sagepoint Financial Inc. Securities Broker Marc Jacobson?

Experienced damages through Marc Jacobson? You should contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in the United States, is ready to review your situation and explain your legal options. Also, the firm represents clients on a contingency fee basis and advances all costs. Jacobson and brokerage firms Jacobson worked for deny any and all allegations of sales practice violations.

S H A R E   T H I S   P O S T

Recent Posts

August 17, 2026
Jeffrey L Bangerter of Concorde Investments & Formerly of Berthel Fisher

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings.  The Claimants […]

August 17, 2026
THEODORE W BYRER Suspended by FINRA

THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]

August 13, 2026
MARK L SULLIVAN Fined and Suspended

MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved