John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

Investors have come forward with complaints about securities broker Marc Jacob Jacobson (CRD: 1908557, Northbrook, IL). Evidently, the securities broker, who worked for Sagepoint Financial Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Sagepoint Financial Inc. clients allege that Jacobson made misrepresentations. For more on these disclosures about Jacobson, see below; however, keep in mind that the securities broker denies all allegations of misconduct.
Notably, on May 18, 2022, a Sagepoint Financial Inc. client filed a complaint about Marc Jacobson. Namely, the client alleged that Jacobson made misrepresentations. Because of this, the client allegedly sustained damages by investing in variable annuities. Therefore, the client requested compensation from Sagepoint Financial Inc. or Jacobson. Evidently, this complaint is denied.
Also, a Pruco Securities LLC client filed a complaint about Marc Jacobson. Namely, the client alleged that Jacobson acted unethically. Because of this, the client allegedly sustained damages by investing in variable annuities. Therefore, on January 4, 2017, Pruco Securities LLC settled this matter by paying the client $14,370.84 in damages.
Notably, on August 24, 2015, a Pruco Securities LLC client filed a complaint about Marc Jacobson. Namely, the client alleged that Jacobson made omissions. Because of this, the client allegedly sustained damages by investing in variable annuities. Therefore, the client requested $7,000 in compensation from Pruco Securities LLC or Jacobson. Evidently, this complaint is denied.
Additionally, a client of Pruco Securities LLC contested Marc Jacobson’s sales practices by filing Civil Suit: 10-MI-117693. Allegedly, Jacobson made misrepresentations. Supposedly, Jacobson caused the client to sustain damages by investing in variable annuities. Therefore, Pruco Securities LLC opted to settle the matter on April 15, 2010.
Also, a client of Pruco Securities LLC contested Marc Jacobson’s sales practices, according to a complaint dated June 26, 2009. Allegedly, Jacobson made misrepresentations. Supposedly, Jacobson caused the client to sustain damages by investing in variable annuities. Therefore, the client sought compensatory relief from Pruco Securities LLC or Jacobson. However, this complaint is denied.
Experienced damages through Marc Jacobson? You should contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in the United States, is ready to review your situation and explain your legal options. Also, the firm represents clients on a contingency fee basis and advances all costs. Jacobson and brokerage firms Jacobson worked for deny any and all allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
Phone:
Fax: 1-954-760-6553
Email: [email protected]