Soreide Law Group is investigating claims on behalf of our client involving former LPL Financial and Edward Jones broker, MARCOS YANEZ (CRD#: 5353857). Mr. Yanez most recently worked at an LPL Financial office in Dallas, Texas. Mr. Yanez also maintained an outside electrician business. Upon information and belief, allegedly Mr. Yanez encouraged certain clients to take out margin loans against their portfolios at LPL and lend the money to Yanez who agreed to repay the loan with interest. Mr. Yanez has since left the firm in March, 2016 without repaying the loans alleged by at least one LPL client who contacted Soreide Law Group and has now filed a FINRA arbitration.
According to FINRA’s BrokerCheck, MARCOS YANEZ was registered in the securities industry for 8 years and was listed with the following firms:
12/22/2011 - 03/14/2016 LPL FINANCIAL LLC - DALLAS, TX
07/27/2007 - 01/03/2012 EDWARD JONES - RICHARDSON, TX
If you have suffered investment losses or were recommended a margin loan by former LPL advisor, MARCOS YANEZ, please contact Soreide Law Group to discuss your rights at 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA and we operate on a contingency fee basis.
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