May 28, 2026

MARILEE A HILL of Emerson Equity

Lawyer talking to two people about investor protection at soreide law group

MARILEE ANN HILL (MARILEE A HILL, MARILEE ANN HANSEN) has been registered as a broker with EMERSON EQUITY LLC of San Mateo, California, since 3/26/2020.  She was previously registered with PRIMEX of Christiansted, St. Croix, VI, from 10/13/2014 - 04/20/2020.

Key Takeaways

  • MARILEE A HILL has been a registered broker with EMERSON EQUITY LLC since 3/26/2020.
  • She has 29 years of experience in the securities industry, with registrations at 7 firms and 4 disclosures on her FINRA CRD report.
  • A pending Customer Dispute filed against her on 2/18/2026 alleges serious violations, with damages requested at $500,000.
  • Another Customer Dispute from 9/23/2010 settled for $61,600.00 regarding investments that performed poorly after the economic meltdown.
  • For securities-related issues, individuals can contact Soreide Law Group for legal assistance.

According to FINRA’s BrokerCheck, available to the public on FINRA’s website, MARILEE A HILL has 29 years of experience in the securities industry and has been listed with 7 firms.  Hill has 4 disclosures on her FINRA CRD report.  Of the 4 disclosures, 2 are “Regulatory” disclosures and 2 are “Customer Disputes.”

On 2/18/2026, there was a “Customer Dispute” filed against MARILEE A HILL that is currently pending.  The allegations are, “Breach of fiduciary duty, negligence and gross negligence, misrepresentations and omissions, violation of FINRA rules, violation of federal securities laws, violation of state securities act and violation of Best Interest Obligations. Investment made in or around 2018.”  The amount requested in damages is $500,000.00.

The “Customer Dispute” dated 9/23/2010 filed against MARILEE A HILL settled for $61,600.00.  The allegations were, “LATE 2006 CLAIMANTS RECEIVED OFFER ON THEIR 17 APT. ROW HOUSES. UPON ADVICE OF CPA/FINANCIAL PLANNER AND LAWYER ELECTED TO AVOID TAXATION AND REINVEST ALL PROCEEDS. EARLY 2007 ADVISERS REFERRED CLAIMANTS TO RESPONDENT AND SUMMER 2007 CLAIMANTS PURCHASED INTERESTS IN 2 TIC PROPERTIES - PERFORMED WELL UNTIL ECONOMIC MELTDOWN. 9/2010 CLAIMANTS CLAIMED TO FORGET ALL INVESTIGATIONS THEY PERFORMED, REPRESENTATIONS MADE AND CLAIMED TO BE INNOCENT VICTIMS OF RESPONDENTS.”

FINRA states that the SEC’s Regulation Best Interest (Reg BI) establishes a “best interest” standard of conduct for broker/dealers and associated persons when they make recommendations to retail customers of any securities transaction or investment strategy involving securities, including account recommendations. Broker/dealers and associated people must not put their financial or other interests ahead of the interests of a retail customer. 

To discuss this or any other securities issues, contact Soreide Law Group and speak with an experienced securities lawyer at no cost:  888-760-6552.

Soreide Law Group represents our client nationwide before FIRNA on a contingency fee basis.

S H A R E   T H I S   P O S T

Recent Posts

September 13, 2026
James Tighe Of Morgan Stanley Barred By FINRA After Investigation

Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]

September 13, 2026
Sung Cho Of Citigroup Global Markets Barred By FINRA Following Investigation

Investors potentially experienced sales practice violations by securities broker Sung Moo Cho (also known as Sam Cho) [CRD: 5015906, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Cho was associated with Ameriprise Financial Services from January 22, 2021, to October 21, 2025, and Citigroup Global Markets from […]

September 13, 2026
Raymond Brown Of Northwestern Mutual Barred By FINRA For Failure To Testify

Investors potentially incurred losses because of securities broker Raymond Trey Brown [CRD: 6170291, Frisco, Texas], and FINRA sanctioned him, according to disclosures on FINRA BrokerCheck. Brown worked for Northwestern Mutual Investment Services LLC, from March 17, 2014, to December 13, 2024. See below to learn more about Brown’s disclosures. FINRA Sanctioned Raymond Brown For Failure […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved