Investors apparently complained about securities broker Marilyn Shereen Hoosen [CRD: 4639441, Alexandria, Virginia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hoosen worked for Merrill Lynch from August 19, 2016, to June 11, 2025, before joining Stifel Independent Advisors LLC on June 10, 2025. Read on to learn more about Hoosen’s disclosures and the complaints made by clients.
Notably, on July 1, 2025, a Merrill Lynch client filed a complaint about Marilyn Hoosen. Primarily, the client alleged that Hoosen engaged in unauthorized trading of mutual funds from January 2025 to June 2025. Because of this, the client allegedly sustained damages. Therefore, the client requested compensation from Merrill Lynch or Hoosen.
Also, a client of Merrill Lynch contested Marilyn Hoosen’s sales practices, based on a complaint dated June 23, 2025. Allegedly, Hoosen engaged in excessive trading. It appears that Hoosen allegedly caused the client to sustain damages connected to stocks. Therefore, the client sought compensation from Merrill Lynch or Hoosen in the amount of $5,000 or more in this matter.
Do you have concerns or questions regarding investments you made with Marilyn Hoosen? If so, contact Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer about a possible recovery of your investment losses. Soreide Law Group helps to recover losses for investors throughout the USA. The firm also takes cases on a contingency fee basis and advances all costs. Hoosen and brokerage firms Hoosen worked for deny accusations of sales practice violations.
Investors possibly experienced sales practice violations by securities broker Kyle W. Steibel [CRD: 6631554, Belleville, Illinois], according to disclosures on FINRA BrokerCheck. Evidently, Kyle Steibel worked for CUNA Brokerage Services Inc. from May 20, 2020, to February 16, 2022. Continue reading to find out more about the disclosures involving Steibel. Cuna Brokerage Services Inc. Investor […]
Investors might have sustained losses because of securities broker Stephen Thomas Kerutis (also known as Steve Kerutis) [CRD: 2345517, Loudon, Tennessee], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Kerutis has worked for Cetera Advisors LLC since November 21, 2023, and for Cetera Investment Advisers LLC since March 21, 2024. Previously, […]
Investors apparently complained about securities broker Kevin Michael Dery [CRD: 2807430, Fort Lauderdale, Florida], according to publicly available information on FINRA BrokerCheck. Evidently, Dery has been registered with Wells Fargo Advisors Financial Network LLC and Wells Fargo Advisors since March 3, 2022, both located in Fort Lauderdale, Florida. Previously, Dery worked for Merrill Lynch in […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com