Investors apparently complained about securities broker Marilyn Shereen Hoosen [CRD: 4639441, Alexandria, Virginia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hoosen worked for Merrill Lynch from August 19, 2016, to June 11, 2025, before joining Stifel Independent Advisors LLC on June 10, 2025. Read on to learn more about Hoosen’s disclosures and the complaints made by clients.
Notably, on July 1, 2025, a Merrill Lynch client filed a complaint about Marilyn Hoosen. Primarily, the client alleged that Hoosen engaged in unauthorized trading of mutual funds from January 2025 to June 2025. Because of this, the client allegedly sustained damages. Therefore, the client requested compensation from Merrill Lynch or Hoosen.
Also, a client of Merrill Lynch contested Marilyn Hoosen’s sales practices, based on a complaint dated June 23, 2025. Allegedly, Hoosen engaged in excessive trading. It appears that Hoosen allegedly caused the client to sustain damages connected to stocks. Therefore, the client sought compensation from Merrill Lynch or Hoosen in the amount of $5,000 or more in this matter.
Do you have concerns or questions regarding investments you made with Marilyn Hoosen? If so, contact Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer about a possible recovery of your investment losses. Soreide Law Group helps to recover losses for investors throughout the USA. The firm also takes cases on a contingency fee basis and advances all costs. Hoosen and brokerage firms Hoosen worked for deny accusations of sales practice violations.
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Investors might have sustained losses due to securities broker William H. Grant [CRD: 4219455, Duluth, Georgia], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Grant has been registered with Merrill Lynch since October 23, 2009, as both a securities broker and financial advisor. Investors are encouraged to continue reading to find […]
Investors apparently complained about securities broker James Francis Martin [CRD: 1218618, West Conshohocken, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin worked for Morgan Stanley from April 4, 2016, to December 2, 2022. See the following information to discover more about disclosures involving Martin and allegations reported on FINRA BrokerCheck. Martin […]
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