Mark Bruscianelli Facing National Securities Corporation Investors’ Unsuitable Advice Disputes

Investors might have sustained losses due to securities broker Mark Bruscianelli [CRD: 4177839, Chicago, Illinois], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Bruscianelli worked for National Securities Corporation from January 2, 2002, to July 22, 2022, and has been registered with B. Riley Wealth Management since July 22, 2022. Keep reading to find out more about the disclosures involving this securities broker.

National Securities Corporation Investor Accused Bruscianelli Of Unsuitable Recommendations

Specifically, a National Securities Corporation client filed FINRA Arbitration No. 24-00787 about Mark Bruscianelli. Primarily, the client alleged that Bruscianelli made unsuitable recommendations. For this reason, the client allegedly incurred damages relating to stocks and real estate securities. Therefore, on January 17, 2025, National Securities Corporation settled this matter by paying the client $125,000 in damages.

Mark Bruscianelli Disclosed Breach Of Fiduciary Duty Allegations By National Securities Corporation Client

Evidently, a client of National Securities Corporation contested Mark Bruscianelli’s sales practices by filing FINRA Arbitration No. 14-03700. Allegedly, Bruscianelli made unsuitable recommendations, engaged in excessive trading, breached his fiduciary duty, and was negligent. It appears that Bruscianelli caused the client to sustain damages associated with over-the-counter equities. As a result, National Securities Corporation opted to settle the matter on August 3, 2015, by compensating the client in the amount of $22,500.

National Securities Corporation Investor Accused Bruscianelli Of Excessive Trading

Notably, a client filed a complaint about Mark Bruscianelli. Mainly, the client alleged that Bruscianelli engaged in excessive trading. Because of this, the investor allegedly sustained damages linked to stocks. Consequently, on August 23, 2012, National Securities Corporation settled this matter by paying the client $4,000 in damages.

Mark Bruscianelli Disclosed Unauthorized Trading, Breach Of Contract Allegations By National Securities Corporation Client

Specifically, a client of National Securities Corporation disputed Mark Bruscianelli’s sales practices by filing FINRA Arbitration No. 11-02908. Allegedly, Bruscianelli engaged in unauthorized trading, mismanaged accounts, was negligent, and breached a contract. Therefore, FINRA arbitrators issued an Award dated December 9, 2013 compelling National Securities Corporation and Bruscianelli to compensate the client in the amount of $100,000.

Did You Invest With Financial Advisor / Securities Broker Bruscianelli?

Do you need clarification on any investment losses relating to Mark Bruscianelli? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a possible recovery of your investment losses. For years, Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Bruscianelli and brokerage firms Bruscianelli worked for deny allegations of sales practice violations.