Soreide Law Group is investigating possible investor claims against securities broker Mark Tuller (also known as Mark Whitney Tuller) [CRD: 1886487, Marietta, GA]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for Wells Fargo Clearing Services LLC. Notably, investors allege sales practice violations in these disputes, including that Tuller mismanaged investment accounts. Here is a brief summary of the disclosures about Mark Tuller.
Wells Fargo Clearing Services LLC Investor Accused Tuller Of Mismanagement
Evidently, on March 14, 2022, a Wells Fargo Clearing Services LLC client filed a complaint about Mark Tuller. Namely, the client alleged that Tuller mismanaged investment accounts. Because of this, the client allegedly sustained damages on mutual funds. Therefore, the client requested compensation from Wells Fargo Clearing Services LLC or Tuller. However, the broker denied this complaint.
Mark Tuller Disclosed Excessive Trading Allegations By PaineWebber Incorporated Client
Also, a client of PaineWebber Incorporated contested Mark Tuller’s sales practices, according to a complaint. Allegedly, Tuller engaged in excessive trading. Supposedly, he caused the client to sustain damages on options. Therefore, PaineWebber Incorporated opted to settle the matter on August 16, 2000, by compensating the client in the amount of $14,000. However, the securities firm and securities broker admit no liability in this settlement.
- Tuller has worked for Wells Fargo Clearing Services LLC in Marietta, GA, as a securities broker since March 27, 2009.
- Tuller has worked for Wells Fargo Clearing Services LLC in Marietta, GA, as a financial advisor since March 30, 2009.
Did Wells Fargo Clearing Services LLC Securities Broker Mark Tuller Cause You To Experience Damages?
Did you suffer damages by investing with Mark Tuller? Get in touch with Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. The firm will take the time to fully understand your situation and will carefully explain your legal options. Mark Tuller and brokerage firms Tuller worked for deny any and all allegations of sales practice violations.
