MARK W JUST Formerly of TRIAD ADVISORS

According to FINRA’s BrokerCheck, available to the public on FINRA’s website, MARK WILLIAM JUST (MARK W JUST), has been in the securities industry for 37 years and has been listed with 7 firms.  He has been registered both as a broker and an investment advisor. According to the SEC’s website, Just is currently registered as an investment advisor with THE JUST COMPANY of Indianapolis, Indiana. He was previously listed as a broker with TRIAD ADVISORS, LLC. also of Indianapolis, Indiana from 01/26/2004 to 06/18/2021.

There are 13 Disclosures listed on MARK W JUST’s BrokerCheck CRD report.  Of those 13 disclosures, 12 are “Customer Disputes,” and there is a “Regulatory” listed from 2021. The significance of Just’s 12 Customer Complaints is underscored in FINRA NOTICE to MEMBERS 03-49. FINRA conducted a review of the CRD’s of all registered representatives, only .41% had been the subject of 3 or more customer complaints. In other words MARK W JUST’s customer complaints rank him in the top one-hundredth percent of all registered representatives for customer complaints. Of the 12 customer disputes 3 were denied, 2 are pending and 7 have settled.

The most recent customer dispute was filed in March of 2023 and is still pending.  The allegations are, “Claimant's attorneys allege that recommendations of certain non-traded alternative investments were not in keeping with the client's investment objectives and that adequate disclosures regarding the investments were not made.” The damage amount requested is $100,000.00.

Of the 7 customer disputes that have settled on MARK W JUST’s FINRA CRD report, the settlement amounts range from $8,750.00 to $200,000.00.  Some of the allegations listed in part from the settled claims were, unsuitable investment recommendations, unsuitable alternative investments, and variable annuities purchased were unsuitable and surrender fees on withdrawals were not disclosed. Just denies all allegations.

If you’ve experienced financial losses due to the actions or recommendations of broker/financial advisor, MARK W JUST, formerly with TRIAD ADVISORS, LLC. of Indianapolis, Indiana and currently with THE JUST COMPANY of Indianapolis, Indiana, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration at:  888-760-6552.

Soreide Law Group represents our clients nationwide before FINRA.  We work on a contingency fee basis, no fee to you if no recovery.