Investors apparently complained about securities broker Benjamin Franklin Duckett [CRD: 6143741, Carlsbad, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benjamin Duckett has worked for Morgan Stanley in Carlsbad, California, as a securities broker since January 11, 2013, and as a financial advisor since January 30, 2013. Keep reading to discover more about the disclosures involving Benjamin Duckett.
Notably, on March 19, 2026, a Morgan Stanley client filed a complaint about Benjamin Duckett. Mainly, the client alleged that Duckett made misrepresentations regarding a covered call strategy used in the client’s account. The strategy was supposedly not properly described and resulted in shares being called away, causing the client to miss potential stock appreciation opportunities. For this reason, the client allegedly incurred damages connected to options. As a result, the client requested compensation from Morgan Stanley or Duckett.
Additionally, a client of Morgan Stanley contested Duckett’s sales practices, according to a complaint dated December 9, 2020. Allegedly, Duckett failed to fully disclose the risks associated with a call strategy utilized in the client’s account. It appears that Duckett allegedly caused the client to sustain damages. Consequently, the client sought compensation from Morgan Stanley or Duckett in this matter. The complaint was later denied on March 12, 2021.
Do you need guidance on any investment losses relating to Benjamin Duckett? You should contact Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the country. Also, our securities lawyers handle cases on a contingency fee arrangement and advance all costs. Duckett and brokerage firms Duckett worked for deny accusations of sales practice violations.
Investors potentially incurred losses because of securities broker Jonathan Blount [CRD: 5700831, Ruston, Louisiana], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jonathan Blount has worked for LPL Financial LLC since October 13, 2016, in Ruston, Louisiana. Read on to find out more about disclosures involving Jonathan Blount. LPL Financial Investor […]
Investors apparently complained about securities broker Dean Patrick McDermott [CRD: 1731834, Bethlehem, Pennsylvania], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McDermott has been associated with McDermott Investment Advisors LLC since September 24, 2004. He has also been with McDermott Investment Services LLC since May 19, 2011. Investors are encouraged to continue reading […]
Investors apparently complained about securities broker Benjamin Franklin Duckett [CRD: 6143741, Carlsbad, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benjamin Duckett has worked for Morgan Stanley in Carlsbad, California, as a securities broker since January 11, 2013, and as a financial advisor since January 30, 2013. Keep reading to […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com