Matthew White Faced Avantax Investor Arbitration Claim About Breach Of Fiduciary Duty

Investors potentially experienced sales practice violations by securities broker Matthew Blaise White [CRD: 3039904, Baytown, Texas], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Matthew White worked for Avantax Investment Services Inc. from January 7, 2000, to September 8, 2025, and Avantax Advisory Services from July 20, 2000, to September 8, 2025, before registering with Cetera Wealth Services LLC and Cetera Investment Advisers LLC on July 21, 2025. See the following information to discover more about disclosures involving Matthew White and the allegations made against him.

Avantax Investor Accused White Of Unsuitable Recommendations And Breach Of Fiduciary Duty

Particularly, on March 12, 2026, an Avantax Investment Services Inc. client filed FINRA Arbitration No. 26-00572 about Matthew White. Primarily, the client alleged that White breached his fiduciary duty and made unsuitable recommendations. Because of this, the client allegedly incurred damages linked to oil and gas investments. Consequently, the client requested more than $5,000 in compensation from Avantax Investment Services Inc. or White. BrokerCheck shows that this arbitration is pending a resolution.

Matthew White Disclosed Mismanagement And Churning Allegations By H.D. Vest Client

Additionally, a client of H.D. Vest contested Matthew White’s sales practices, according to a complaint dated March 2, 2009. Allegedly, White mismanaged investment accounts and churned accounts. It appears that White allegedly caused the client to sustain damages connected to investments associated with an outside money manager. Therefore, the client sought compensation from H.D. Vest or White. The complaint was ultimately denied on June 16, 2009.

Were You Impacted By Securities Broker / Financial Advisor White?

Do you need guidance on any investment losses relating to Matthew White? Get in touch with Soreide Law Group at (888) 760-6552 or online and speak to a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of clients throughout the US. Also, our securities lawyers work on a contingency fee basis and advance all costs. White and brokerage firms White worked for deny accusations of sales practice violations.