Investors potentially experienced sales practice violations by securities broker Matthew Ian Zagon (also known as Matt Zagon) [CRD: 2165362, Syosset, New York], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Matthew Zagon has been registered with Cova Capital Partners LLC since July 11, 2016. Investors should review the information below to find out more about the disclosures involving this broker.
Evidently, on August 25, 2025, a Cova Capital Partners LLC client filed a complaint about Matthew Zagon. Mainly, the client alleged that Zagon made misrepresentations by discussing projected future performance. For this reason, the client allegedly sustained damages associated with private placements. Consequently, the client requested $80,000 in compensation from Cova Capital Partners LLC or Zagon.
Also, a client of First Asset Management contested Zagon’s sales practices, according to a complaint dated April 25, 1998. Allegedly, Zagon engaged in unauthorized trading. It appears that Zagon allegedly caused the client to sustain damages. Therefore, the client sought compensation from First Asset Management or Zagon in the amount of $51,800 in this matter. The firm denied the claim, and the matter was closed without action.
Do you have concerns or questions regarding investments you made with Matthew Zagon? You can contact Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm represents investors on a contingency fee basis and advances all costs. Zagon and brokerage firms Zagon worked for deny allegations of sales practice violations.
Summit Brokerage and Independent Financial Group each appear on a pending customer claim naming Gilbert Conrad (CRD 2746778). Both claims are unproven allegations. His BrokerCheck report also lists settled disputes at Arkadios Capital and Independent Financial Group.
On August 6, 2026, a customer filed a $400,000 FINRA arbitration naming Chad McQuade (CRD 5436281) and Northwestern Mutual. The claim involves outside, third-party real estate investments. It is pending, and McQuade disputes it in a written response.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
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