Investors potentially experienced sales practice violations by securities broker Matthew Ian Zagon (also known as Matt Zagon) [CRD: 2165362, Syosset, New York], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Matthew Zagon has been registered with Cova Capital Partners LLC since July 11, 2016. Investors should review the information below to find out more about the disclosures involving this broker.
Evidently, on August 25, 2025, a Cova Capital Partners LLC client filed a complaint about Matthew Zagon. Mainly, the client alleged that Zagon made misrepresentations by discussing projected future performance. For this reason, the client allegedly sustained damages associated with private placements. Consequently, the client requested $80,000 in compensation from Cova Capital Partners LLC or Zagon.
Also, a client of First Asset Management contested Zagon’s sales practices, according to a complaint dated April 25, 1998. Allegedly, Zagon engaged in unauthorized trading. It appears that Zagon allegedly caused the client to sustain damages. Therefore, the client sought compensation from First Asset Management or Zagon in the amount of $51,800 in this matter. The firm denied the claim, and the matter was closed without action.
Do you have concerns or questions regarding investments you made with Matthew Zagon? You can contact Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm represents investors on a contingency fee basis and advances all costs. Zagon and brokerage firms Zagon worked for deny allegations of sales practice violations.
JOHN LAWRENCE ALEX (JOHN L ALEX) has been registered both as a broker and financial advisor with MORGAN STANLEY of Morristown, New Jersey, since11/15/2011. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOHN L ALEX has 36 years of experience in the securities industry and has been registered with 4 firms. Alex […]
JOSEPH KELLY (JOE KELLY) has been registered as a broker with VCS VENTURE SECURITIES of New York, NY since 6/17/2026. He was previously registered with SPARTAN CAPITAL SECURITIES LLC of New York, NY from 01/13/2017 - 12/18/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH KELLY has 21 years of experience […]
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