Investors potentially experienced sales practice violations by securities broker Matthew Ian Zagon (also known as Matt Zagon) [CRD: 2165362, Syosset, New York], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Matthew Zagon has been registered with Cova Capital Partners LLC since July 11, 2016. Investors should review the information below to find out more about the disclosures involving this broker.
Evidently, on August 25, 2025, a Cova Capital Partners LLC client filed a complaint about Matthew Zagon. Mainly, the client alleged that Zagon made misrepresentations by discussing projected future performance. For this reason, the client allegedly sustained damages associated with private placements. Consequently, the client requested $80,000 in compensation from Cova Capital Partners LLC or Zagon.
Also, a client of First Asset Management contested Zagon’s sales practices, according to a complaint dated April 25, 1998. Allegedly, Zagon engaged in unauthorized trading. It appears that Zagon allegedly caused the client to sustain damages. Therefore, the client sought compensation from First Asset Management or Zagon in the amount of $51,800 in this matter. The firm denied the claim, and the matter was closed without action.
Do you have concerns or questions regarding investments you made with Matthew Zagon? You can contact Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm represents investors on a contingency fee basis and advances all costs. Zagon and brokerage firms Zagon worked for deny allegations of sales practice violations.
Investors potentially experienced sales practice violations by securities broker Nicholas Thomas Stafford IV (also known as Nicholas Lance and Lance Stafford) [CRD: 2900449, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stafford worked for Bridge Capital Associates Inc. from January 10, 2020, to March 3, 2022, Emerson Equity […]
Investors might have sustained losses due to securities broker Jason Robert Griffin [CRD: 2725523, Newport Beach, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Griffin worked for Merrill Lynch in Newport Beach, California, and Monterey, California, since July 11, 2019. See below to discover more about disclosures involving Griffin. Merrill Lynch […]
Investors potentially incurred losses because of securities broker Frederick V. Sellers (also known as Fred Sellers) [CRD: 2855868, Columbia, South Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sellers worked for Edward Jones in Columbia, South Carolina, as a securities broker since March 26, 1997, and as a financial advisor since February […]
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