Soreide Law Group is investigating possible investor claims against securities broker Mei Guo AKA Mei Xia Guo [CRD#: 4201624, Monterey Park, CA]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cetera Investment Services. Notably, investors allege sales practice violations in these disputes, including that Guo made unsuitable transactions. Here is a brief summary of the disclosures about Guo.
Evidently, on July 15, 2022, a Cetera Investment Services client filed FINRA Arbitration #. 22-01206 about Mei Guo. Namely, the client alleged that Guo made unsuitable transactions. Because of this, the client allegedly sustained damages on real estate securities. Therefore, the client requested $500,000 in compensation from Cetera Investment Services or Guo. Evidently, this arbitration is pending a resolution.
Also, a client of Cetera Investment Services contested Mei Guo’s sales practices by filing FINRA Arbitration #. 21-01992 on August 10, 2021. Allegedly, Guo made unsuitable recommendations. Supposedly, the real estate securities transactions caused the client to sustain damages. Therefore, the client seeks compensatory relief from Cetera Investment Services or Guo in the amount of $250,000 in this ongoing matter.
Additionally, on October 23, 2020, a Cetera Investment Services client filed FINRA Arbitration #. 20-03399 about Mei Guo. Namely, the client alleged that Guo made unsuitable recommendations. Because of this, the client allegedly sustained damages on REITs. Therefore, the client requested compensation from Cetera Investment Services or Guo. Evidently, this arbitration is pending a resolution.
Mei Guo worked for LPL Financial in Monterey Park, CA, as a securities broker from February 28, 2017 to September 25, 2017. Guo has been associated with Cetera Investment Services in Monterey Park, CA, as a securities broker since September 25, 2017. Also, she has been associated with Cetera Investment Advisers LLC as an investment advisor representative since September 25, 2017.
Have you suffered damages because of Mei Guo? If so, reach out to Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has effectively recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Guo and brokerage firms Guo worked for deny all accusations of sales practice violations.
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