Investors potentially experienced sales practice violations because of securities broker Michael Castillo Campos [CRD: 5516057, Lexington, South Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Campos works with D.A. Davidson & Co. in Lexington, South Carolina, having joined the firm on October 24, 2022. Previously, Campos worked at Truist Advisory Services Inc. and Truist Investment Services Inc. from February 17, 2021, until October 24, 2022. See the following information to find out more the disclosures concerning Campos.
Evidently, a client of Truist Investment Services contested Michael Campos’s sales practices, according to a complaint. Allegedly, Campos made unsuitable recommendations. Allegedly, Campos caused the client to sustain damages on stocks. As a result, Truist Investment Services opted to settle the matter on December 23, 2024, by compensating the client in the amount of $20,929.53.
An unsuitable recommendations in stocks generally occurs when a securities broker or financial advisor suggests investments that do not align with the client's financial goals, risk tolerance, or investment profile. These recommendations may lead clients to suffer financial harm if the suggested investments are overly risky, inappropriate for the investor’s situation, or inconsistent with their objectives. FINRA rules require that brokers only recommend investments that are suitable for the investor’s particular circumstances.
Are you concerned regarding investments you made with Michael Campos? If so, you should contact Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Campos and the firms Campos worked for deny allegations of sales practice violations.
Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]
Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]
Investors potentially experienced sales practice violations by securities broker Gabriel D. Candea (also known as Gabe Candea) [CRD: 5531840, Santee, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gabriel Candea worked for Emerson Equity LLC from January 14, 2022, to the present as a securities broker in Irvine, California, […]
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