Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Michael Raymond Frager [CRD: 1230622, Winneconne, Wisconsin], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Frager worked for Willow Cove Investment Group Inc. since April 27, 2020, and for Balboa Wealth Partners Inc. since November 21, 2016. Also, he worked for Integrity Brokerage Services Inc. from 2017 to 2020. Keep reading to learn more about Frager’s disclosures.
Specifically, on January 8, 2024, an Integrity Brokerage Services Inc. client filed FINRA Arbitration: 24-00004 about Michael Frager. Supposedly, Frager made unsuitable investment recommendations. Because of this, the investor apparently incurred damages on asset-backed bonds. Therefore, the client requested $125,000 in compensation from Integrity Brokerage Services Inc. or Frager. Evidently, this arbitration is pending a resolution.
Particularly, a client of Integrity Brokerage Services Inc. contested Michael Frager’s sales practices by filing FINRA Arbitration: 24-00004 on January 8, 2024. Allegedly, Frager gave unsuitable advice to the client regarding asset-backed bonds. For this reason, the client seeks compensatory relief from Integrity Brokerage Services Inc. or Frager in the amount of $125,000 in this ongoing matter.
Also, a client filed a complaint about Michael Frager. Supposedly, Frager made unsuitable changes in the investment portfolio, leading to loss of liquidity and assumption of additional risk. Because of this, the client allegedly sustained damages on mutual funds. Therefore, on May 4, 2002, Banc of America Investment Services Inc. settled this matter by paying the client $5,943.50 in damages.
Additionally, a client filed a complaint about Michael Frager. Supposedly, Frager made unsuitable recommendations. Because of this, the investor apparently experienced damages on variable annuities and mutual funds. As a result, on March 27, 2002, Banc of America Investment Services Inc. settled this matter by paying the client $10,749.70 in damages.
Also, a client of the employing firm contested Michael Frager's sales practices by filing Arbitration: 94-02535. Allegedly, Frager made misrepresentations, engaged in unsuitable trading, and breached his fiduciary duty. It appears that Frager caused the client to sustain damages on stocks. For this reason, the employing firm opted to settle the matter by compensating the client in the amount of $28,000.
Did you experience losses because of Michael Frager? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Frager and brokerage firms Frager worked for deny accusations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
Phone:
Fax: 1-954-760-6553
Email: [email protected]