Soreide Law Group is investigating possible investor claims against securities broker Michael Clarence Nolan (CRD: 1082281, Philadelphia, Pennsylvania). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that he voluntarily resigned from JP Morgan Chase Bank, NA. Evidently, an investor also alleges sales practice violations in a dispute, including that Nolan engaged in unauthorized trading. Here is a brief summary of the disclosures about Nolan.
Evidently, on September 20, 2022, JP Morgan Chase Bank reported Nolan’s resignation. The firm says that it placed him under internal review for potentially sharing private information with a client and for potentially failing to identify his involvement in an outside business interest. Moreover, the firm claimed that he potentially violated policy by speaking with clients about securities business using unapproved communication channels.
Particularly, on October 20, 2017, a JP Morgan Securities LLC client filed a complaint about Michael Nolan. Namely, the client alleged that Nolan engaged in unauthorized trading and withdrew client funds without authorization. Because of this, the client allegedly sustained damages on mutual funds. Therefore, the client requested $42,662 in compensation from JP Morgan Securities LLC or Nolan. Evidently, JP Morgan Securities LLC denied this complaint.
Have you experienced damages by investing with Michael Nolan? If so, get in touch with Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your losses. Soreide Law Group, who has successfully recovered money for hundreds of investors across the United States, represents clients on a contingency fee basis and advances all costs. Nolan and investment firms Nolan worked for deny any allegations of sales practice violations.
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