FINRA reports allegations of sales practice violations by securities broker Mirsad Muharemovic (also known as Mirso Muharemovic) [CRD#: 3122589, Staten Island, New York]. Evidently, investors disputed the sales practices of the securities broker. Evidently, these disputes concern when the broker worked for Seaboard Securities and Arive Capital Markets. However, Muharemovic denies the allegations of sales practice violations. Read on to learn more about the allegations against Muharemovic.
Evidently, a client of Seaboard Securities contested Mirsad Muharemovic's sales practices. Specifically, the investor filed NASD Arbitration #: 01-02905 on June 1, 2001. Notably, accusations against the securities broker include misrepresentations, excessive trading, negligence, breach of fiduciary duty, and breach of contract. Allegedly, Muharemovic caused the client to sustain damages. Therefore, NASD Arbitrators issued an Award dated September 24, 2002, compelling Muharemovic to compensate the client.
Additionally, a client of Arive Capital Markets contested Mirsad Muharemovic's sales practices by filing FINRA Arbitration #: 19-02196 on August 13, 2019. Notably, accusations against the securities broker include excessive trading, churning, and unsuitable transactions. Allegedly, Muharemovic caused the client to sustain damages. Therefore, Arive Capital Markets opted to settle the matter on May 21, 2021, by compensating the client in the amount of $115,000.
Also, a client of Arive Capital Markets contested Mirsad Muharemovic's sales practices. Evidently, the investor brought FINRA Arbitration #: 18-02443 on July 16, 2018. Notably, accusations against the securities broker include unsuitable trading. Allegedly, the securities broker caused the client to sustain damages. Therefore, Arive Capital Markets opted to settle the matter on October 23, 2020, by compensating the client in the amount of $72,500.
Have you experienced damages by investing with Mirsad Muharemovic? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Please keep in mind that Muharemovic and the brokerage firms Muharemovic has associated with deny any and all allegations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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