Mitchell Stillman Faced Wells Fargo Investor Dispute About Failure To Follow Instructions

Investors have reportedly disputed the sales practices of securities broker Mitchell Jay Stillman [CRD: 1015970, Scottsdale, Arizona], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mitchell Stillman worked for Wells Fargo Clearing Services LLC beginning on September 4, 1990, and also worked for Wells Fargo Advisors beginning on August 1, 2005. See the following information to find out more about Stillman’s disclosures.

Wells Fargo Clearing Services LLC Investor Accused Stillman Of Sales Practice Violation

Evidently, on December 15, 2025, a Wells Fargo Clearing Services LLC client filed FINRA Arbitration No. 25-02748 about Mitchell Stillman. Primarily, the client alleged that Stillman failed to follow the client’s investment objectives. Because of this, the client allegedly sustained damages. As a result, the client requested damages between $500,000.01 and $1,000,000 in compensation from Wells Fargo Clearing Services LLC or Stillman. This arbitration is pending a resolution.

Mitchell Stillman Disclosed Failure To Follow Instructions Allegations By Wachovia Securities LLC Client

Also, a client of Wachovia Securities LLC disputed Mitchell Stillman’s sales practices, according to a complaint dated August 4, 2008. Allegedly, Stillman failed to follow instructions of selling securities from the client’s account. It appears that Stillman allegedly caused the client to sustain damages. Therefore, the client sought compensation from Wachovia Securities LLC or Stillman in the amount of more than $5,000 in this matter. However, the firm denied this complaint.

First Union Securities Inc. Investor Accused Stillman Of Sales Practice Violation Relating To Margin Use

Particularly, on July 30, 2001, a First Union Securities Inc. client filed a complaint about Mitchell Stillman. Mainly, the client alleged that Stillman failed to properly advise the client on margin use. For this reason, the client allegedly sustained damages linked to stocks and mutual funds. Consequently, the client requested $93,000 in compensation from First Union Securities Inc. or Stillman. However, the firm denied this complaint.

Did You Sustain Losses Because Of Securities Broker / Financial Advisor Mitchell Stillman?

Do you have concerns or questions regarding investments you made with Mitchell Stillman? If so, reach out to Soreide Law Group at (888) 760-6552 or online and speak to a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities attorneys represent investors on a contingency fee basis and advance all costs. Stillman and brokerage firms Stillman worked for deny allegations of sales practice violations.