Investors apparently complained about securities broker Aaron Joel Davis [CRD: 4746025, Frisco, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Davis worked for Edward Jones beginning on March 9, 2004, as a securities broker and beginning on March 5, 2007, as a financial advisor. Read on to discover more about […]

Investors have reportedly disputed the sales practices of securities broker Mitchell Jay Stillman [CRD: 1015970, Scottsdale, Arizona], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mitchell Stillman worked for Wells Fargo Clearing Services LLC beginning on September 4, 1990, and also worked for Wells Fargo Advisors beginning on August 1, 2005. […]

FINRA barred securities broker Joseph Edward O’Shea Jr. (also known as Joseph Edward Oshea Jr.) [CRD: 2805483, New York, New York], and investors complaint about him, based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. O’Shea worked for National Securities Corporation from July 21, 2009, to July 21, 2022, Arete Wealth Management […]

Investors potentially incurred losses because of securities broker Pamela Nisbet McWhorter (also known as Pam McWhorter, Pamela McWhorter-Libby, and Pamela Hurley) [CRD: 1137851, Smithfield, Virginia], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McWhorter worked for Edward Jones from February 1, 2018, to April 1, 2024, and later registered with Newbridge Securities Corporation […]

Investors potentially experienced sales practice violations by securities broker William David Morrison (also known as Bill Morrison) [CRD: 1556786, Oakbrook Terrace, Illinois], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Morrison has worked for B. Riley Wealth Management since July 22, 2022, and B. Riley Wealth Advisors Inc. since […]

Investors have reportedly disputed the sales practices of securities broker David Ray Loesch [CRD: 2380024, Katy, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Loesch has been registered with NewEdge Securities LLC since July 7, 2017. Read on to learn more about the disclosures concerning Loesch’s conduct and the […]