Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013.”
Ralph Anthony Saviano (CRD #1081879, Registered Principal, Bound Brook, New Jersey)
was barred from association with any FINRA member in any capacity. The sanction was based on findings that Saviano failed to provide information and documents FINRA requested and failed to appear for a FINRA on-the-record interview. The findings stated that the requests were in connection with an investigation concerning Saviano’s failure to disclose unsatisfied tax liens and civil judgments, as well as specified financial accounts under his and his wife’s control, and loans from customers.
(FINRA Case #2012032970401)
According to FINRA's BrokerCheck, Saviano was previously registered with FINRA at the following brokerage firms:
CENTAURUS FINANCIAL, INC.
CRD# 30833
SOMERSET, NJ
07/2007 - 06/2012
QUESTAR CAPITAL CORPORATION
CRD# 43100
NEW BRUNSWICK, NJ
12/2006 - 07/2007
USALLIANZ SECURITIES, INC.
CRD# 40875
NEW BRUNSWICK, NJ
04/2004 - 12/2006
This ends the information obtained on FINRA’s website.
If you’ve experienced investment losses due to your stock broker/financial advisor’s recommendations, call Soreide Law Group for a free consultation with an attorney on how to potentially recover your losses: 888-760-6552.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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