BRUCE MEYERS (CRD# 1045447), owner and CEO of Meyers Associates, New York, was sued by the Financial Industry Regulatory Authority Inc. (FINRA) for alleged improper marketing of an unregistered securities offering of a pharmaceutical company. Meyers and another firm exec were the majority owners of the company, SignPath Pharma Inc.
According to FINRA, Meyers Associates, through Mr. Meyers, allegedly made exaggerated claims of price performance and omitted facts, including full disclosure of Meyers, the firm and ownership in SignPath Pharma.
According to FINRA's BrokerCheck, Bruce Meyers has eleven disclosure events on his BrokerCheck report, with two pending, including the current October FINRA action.
BRUCE MEYERS is currently registered with the following securities firm(s):
MEYERS ASSOCIATES, L.P. (CRD# 34171)
45 BROADWAY, 2ND FLOOR, NEW YORK, NY 10006 Registered with this firm since 07/1994
BRUCE MEYERS was previously registered with the following securities firm(s):
Registered Dates Firm
09/1993 - 08/1995 JANSSEN-MEYERS CAPITAL GROUP, INC. (CRD# 29019) - NEW YORK, NY
09/1991 - 09/1994 D. H. BLAIR & CO., INC. (CRD# 6833) - NEW YORK, NY
03/1989 - 07/1990 GLOBAL CAPITAL SECURITIES, INC. (CRD# 13358)
04/1983 - 02/1990 E. G. FRANCES CO., INC. (CRD# 7797)
09/1989 - 10/1989 IHG CAPITAL CORP. (CRD# 22465)
08/1988 - 04/1989 COMMONWEALTH ASSOCIATES (CRD# 20833)
09/1986 - 08/1988 I. A. RABINOWITZ & CO. (CRD# 5155)
05/1988 - 06/1988 COMMONWEALTH ASSOCIATES, INC. (CRD# 20833)
06/1985 - 05/1988 TEICHBERG, LOEB, WAXMAN, RABINOWITZ, INC. (CRD# 15714)
09/1984 - 07/1987 HICKEY, KOBER, INCORPORATED (CRD# 10290)
01/1985 - 03/1985 SECURITIES FIRST INCORPORATED (CRD# 15655)
05/1982 - 11/1982 BLINDER, ROBINSON & CO.,INC. (CRD# 5096)
If you sustained financial losses because of your stockbroker or financial advisor’s recommendations in unregistered securities, call Soreide Law Group for a free consultation on how to potentially recover your losses at 888-760-6552.
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