FINRA Sanctions Nickolay Kukekov

Soreide Law Group is investigating possible investor claims against securities broker Nickolay V. Kukekov (CRD: 4981423, New York, New York). Notably, FINRA sanctioned the securities broker, who worked for Paulson Investment Company LLC. Allegedly, Kukekov engaged in an undisclosed outside business activity. Here is a brief summary of FINRA’s allegations against Kukekov.

Kukekov Sanctioned By FINRA For Outside Business Activities

Notably, FINRA issued Acceptance, Waiver, and Consent No. 2021071205501 on September 28, 2022, sanctioning Nickolay Kukekov for infractions. Allegedly, Kukekov engaged in an undisclosed outside business activity. Therefore, Kukekov was fined $5,000 and suspended for 30 days as a securities broker.

Paulson Investment Company LLC Disaffiliates With Nickolay Kukekov For Outside Business Activities

Supposedly, on April 20, 2021, Paulson Investment Company LLC disaffiliated with Kukekov. Evidently, Paulson Investment Company LLC alleged that Kukekov engaged in an undisclosed outside business activity and made unauthorized communications with clients regarding securities business.

Kukekov Employment Information

Kukekov worked for Paulson Investment Company LLC in New York, New York, as a securities broker from January 7, 2020, to April 27, 2021.

Did Paulson Investment Company LLC Securities Broker Nickolay Kukekov Cause You To Experience Damages?

Have you experienced damages by investing with Nickolay Kukekov? If so, reach out to Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your losses. Soreide Law Group, who has effectively recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Kukekov and brokerage firms Kukekov worked for deny any and all allegations of sales practice violations.