Soreide Law Group is investigating possible investor claims against securities broker Nickolay V. Kukekov (CRD: 4981423, New York, New York). Notably, FINRA sanctioned the securities broker, who worked for Paulson Investment Company LLC. Allegedly, Kukekov engaged in an undisclosed outside business activity. Here is a brief summary of FINRA’s allegations against Kukekov.
Notably, FINRA issued Acceptance, Waiver, and Consent No. 2021071205501 on September 28, 2022, sanctioning Nickolay Kukekov for infractions. Allegedly, Kukekov engaged in an undisclosed outside business activity. Therefore, Kukekov was fined $5,000 and suspended for 30 days as a securities broker.
Supposedly, on April 20, 2021, Paulson Investment Company LLC disaffiliated with Kukekov. Evidently, Paulson Investment Company LLC alleged that Kukekov engaged in an undisclosed outside business activity and made unauthorized communications with clients regarding securities business.
Kukekov worked for Paulson Investment Company LLC in New York, New York, as a securities broker from January 7, 2020, to April 27, 2021.
Have you experienced damages by investing with Nickolay Kukekov? If so, reach out to Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your losses. Soreide Law Group, who has effectively recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Kukekov and brokerage firms Kukekov worked for deny any and all allegations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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