Investigation Alert: Nir Regev

Soreide Law Group is actively investigating claims on behalf of investors who may have incurred losses due to the actions of Nir Regev (also known as Nir Regev Kragens [CRD#: 1847410, Saint Louis, Missouri]. Evidently, Nir Regev joined for DFPG Investments LLC on April 26, 2016, and has been involved with the financial services industry as both a securities broker and financial advisor. Notably, investors alleged unsuitability and breach of fiduciary duty by Regev at DFPG Investments. Here’s more.

Regev Disclosed Unsuitable Advice Allegations By DFPG Investments LLC Client

Specifically, a client of VSR Financial Services Inc. / DFPG Investments LLC contested Nir Regev’s sales practices, according to a complaint. Supposedly, Regev recommended illiquid investments that were not suitable nor prudent for the client. It appears that Regev caused the client to sustain damages on real estate securities. Therefore, the firms opted to settle the matter on July 17, 2023, by compensating the client in the amount of $278,680.61.

Nir Regev Disclosed Breach Of Fiduciary Duty Allegations By DFPG Investments Inc. Client

Also, a client of DFPG Investments Inc. contested Nir Regev’s sales practices by filing FINRA Arbitration: 19-00219. Supposedly, Regev breached fiduciary duties. It appears that Regev caused the client to sustain damages. Therefore, FINRA Arbitrators issued an Award dated July 10, 2019, compelling Regev to compensate the client in the amount of $4,999 in compensatory damages.

Seek Legal Assistance For Investment Losses

Did you experience losses because of Nir Regev? If so, reach out to Soreide Law Group or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Regev and brokerage firms he worked for deny accusations of sales practice violations.