Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.”
Matthew Michael Van Schaik (CRD #4531203, Registered Representative, Beavercreek, Ohio)
barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Van Schaik consented to the described sanction and to the entry of findings that he failed to appear for a FINRA on-the-record interview in connection with an investigation into the circumstances surrounding an internal review initiated by his prior member firm concerning, among other matters, his receipt via email of confidential customer information.
(FINRA Case #2011028461501)
Matthew Michael Van Schaik was previously registered with FINRA at the following brokerage firms:
CADARET, GRANT & CO., INC.
CRD# 10641
BEAVERCREEK, OH
05/2008 - 03/2013
PRUCO SECURITIES, LLC.
CRD# 5685
BEAVERCREEK, OH
09/2004 - 06/2008
BANC ONE SECURITIES CORPORATION
CRD# 16999
CHICAGO, IL
06/2002 - 09/2004
This ends the information obtained from FINRA’s website.
Soreide Law Group represents clients nationwide before FINRA. If you have sustained investment losses due to your stock broker/financial advisor’s recommendations, call for a free consultation with an attorney on how to potentially recover those losses: 888-760-6552.
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