Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.” Matthew Michael Van Schaik (CRD #4531203, Registered Representative, Beavercreek, Ohio) barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Van Schaik consented to […]

Jeffrey Scott Donner (CRD #2631248, Registered Principal, Weston, Florida)   was named as a respondent in a FINRA complaint alleging that he executed transactions in the accounts of customers at his member firm without their prior knowledge, authorization or consent.   This complaint alleges that Donner exercised discretion in a customer’s account and effected securities transactions […]

Mark Alan Weber (CRD #2322177, Registered Representative, Palm City, Florida)   submitted a Letter of Acceptance, Waiver and Consent in which he was fined $5,000 and suspended from association with any FINRA member in any capacity for 10 business days.   Without admitting or denying the findings, Weber consented to the described sanctions and to […]