Paul Getty Center Of Emerson Equity Client Dispute About Breach Of Fiduciary Duty

Investors possibly experienced sales practice violations due to securities broker Paul M. Getty [CRD: 6470002, San Mateo, California], according to publicly available disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Paul Getty worked for Lightpath Capital Inc. from October 30, 2017, to September 7, 2024, and has worked for Emerson Equity LLC since August 20, 2024. Keep reading to learn more about the disclosures concerning Paul Getty.

Emerson Equity LLC Investor Accused Getty Of Misrepresentation

Specifically, on March 2, 2025, a Lightpath Capital Inc. client filed FINRA Arbitration No. 25-00383 about Paul Getty. Supposedly, Getty breached a contract, was negligent, breached his fiduciary duty, made unsuitable recommendations, omitted material facts, and made misrepresentations. The client also alleged that Getty violated state securities laws. Because of this, the client allegedly incurred damages through investing in real estate securities. For this reason, the client requested $140,000.00 in compensation from Lightpath Capital Inc. or Getty. Evidently, this arbitration is pending a resolution.

Investor Accused Paul Getty Of Breach Of Fiduciary Duty

Particularly, on March 19, 2025, an Emerson Equity LLC client filed FINRA Arbitration No. 25-00500 about Paul Getty. Allegedly, Getty engaged in unsuitable recommendations concerning real estate investment trusts, violated federal securities laws, violated the Nevada Securities Act, violated Regulation Best Interest, was negligent, breached a contract, and breached his fiduciary duty. Therefore, the client requested $435,068.09 in compensation from Emerson Equity LLC or Getty. This matter awaits a resolution.

Paul Getty Disclosed Unsuitable Recommendations Allegations By Lightpath Capital Inc. Client

Particularly, a client of Lightpath Capital Inc. contested Paul Getty’s sales practices by filing FINRA Arbitration No. 23-01331. Allegedly, Getty was negligent, breached his fiduciary duty, breached a contract, and made unsuitable recommendations. Allegedly, Getty caused the client to sustain damages through direct investments. As a result, Lightpath Capital Inc. chose to settle the matter on April 5, 2024, by compensating the client in the amount of $130,393.19.

Investor Alleged Breach Of Contract, Violation Of Securities Law In Dispute About Getty

Also, a LightPath Capital Inc. client filed FINRA Arbitration No. 22-01846 about Paul Getty. Supposedly, Getty breached a contract and violated securities laws relating to direct investments. Because of this, on February 9, 2023, LightPath Capital Inc. settled this matter by paying the client $25,000.00 in damages.

Paul Getty Disclosed Breach Of Fiduciary Duty, Negligence Allegations By Lightpath Capital Inc. Client

Additionally, a client of LightPath Capital Inc. contested Paul Getty’s sales practices by filing FINRA Arbitration No. 22-02358. Allegedly, Getty breached his fiduciary duty, was negligent, violated California securities laws, breached a contract, and violated federal securities laws. Allegedly, Getty caused the client to sustain damages associated with direct investments. Therefore, LightPath Capital Inc. opted to settle the matter on April 5, 2024, by compensating the client in the amount of $379,606.81.

Have You Made Investments Through Financial Advisor / Securities Broker Paul Getty?

Do you have concerns about investments you made through Paul Getty? You can reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a potential recovery. Soreide Law Group has over a decade of experience recovering losses for clients located throughout the country. The firm also works on a contingency fee basis and advances all costs. Getty and securities firms / investment advisories Getty worked for deny accusations of sales practice violations.