Investors apparently complained about securities broker Paul Raymond Nathe [CRD: 2015831, Fishkill, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nathe worked for Oppenheimer Co. Inc. as a securities broker beginning on June 5, 2007, and he has been registered with the firm as a financial advisor since September 13, 2007. See the following information to find out more about Nathe’s disclosed client dispute history.
Also, an Oppenheimer Co. Inc. client filed FINRA Arbitration No. 24-01337 about Paul Nathe. Mainly, the client alleged that Nathe engaged in unauthorized trading. For this reason, the client allegedly sustained damages connected to stocks. Consequently, on September 24, 2025, a FINRA Arbitration Panel issued an Award ordering Oppenheimer Co. Inc. and Nathe to pay the client $152,000 in compensatory damages.
Particularly, a client of Merrill Lynch Pierce Fenner Smith Inc. disputed Paul Nathe’s sales practices, according to a complaint dated March 19, 2001. Allegedly, Nathe failed to follow instructions. It appears that Nathe allegedly caused the client to sustain damages associated with over-the-counter equities and stocks. As a result, the client sought compensation from Merrill Lynch or Nathe in this matter. However, this complaint closed without a resolution.
Did you experience losses because of Paul Nathe? Contact Soreide Law Group at (888) 760-6552 or online and speak to a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the country. Also, our securities lawyers represent investors on a contingency fee arrangement and advance all costs. Nathe and brokerage firms Nathe worked for deny accusations of sales practice violations.
Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]
Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]
Investors potentially experienced sales practice violations by securities broker Gabriel D. Candea (also known as Gabe Candea) [CRD: 5531840, Santee, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gabriel Candea worked for Emerson Equity LLC from January 14, 2022, to the present as a securities broker in Irvine, California, […]
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