Jorge Issac Montealegre (CRD: 1799139), a securities broker in Coral Gables, Florida, is named in client disputes, including a pending arbitration alleging investment losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck. He has worked for Oppenheimer Co. Inc. as a broker since August 24, 2007, and as a financial advisor since January 11, 2008. […]

Alexander Lanzman (CRD: 2878438), a securities broker in Brooklyn, New York, has faced client complaints involving alleged investment losses, according to BrokerCheck, a database maintained by the Financial Industry Regulatory Authority (FINRA). Lanzman has been registered with Oppenheimer Co. Inc. as a broker since January 3, 2003, and as a financial advisor since September 17, […]

Investors may have suffered financial harm by securities broker Joseph Anthony Monaco Jr. [CRD: 1398158, Melville, New York], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Monaco worked for Oppenheimer Co. Inc. from June 7, 2023, to December 6, 2024, and previously worked for Stifel Nicolaus from June 25, 2014, to […]

Investors potentially experienced sales practice violations by securities broker Christopher Daniel Tully [CRD: 870889, New Rochelle, New York], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Christopher Tully worked for Oppenheimer Co. Inc. from February 17, 2009, and has remained registered with the firm since November 18, 2011. Read on for […]

Investors apparently complained about securities broker Paul Raymond Nathe [CRD: 2015831, Fishkill, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nathe worked for Oppenheimer Co. Inc. as a securities broker beginning on June 5, 2007, and he has been registered with the firm as a financial advisor since September 13, 2007. […]

Investors apparently complained about securities broker John James Pescatore [CRD: 2183696, Boca Raton, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. John Pescatore worked for Oppenheimer Co. Inc. from January 9, 2006, to October 31, 2025, and later registered with Ameriprise Financial Services LLC beginning October 27, 2025, as a broker and […]

Investors apparently complained about securities broker Gregory Baines Iglow [CRD: 2783963, Agoura Hills, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Iglow has worked for Oppenheimer Co. Inc. beginning on June 14, 2007, where he has been registered as both a broker and an investment adviser. Investors should continue […]

Investors might have sustained losses because of securities broker William Stoddard Valentine [CRD: 707507, Jenkintown, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Valentine has been registered with Oppenheimer Co. Inc. since November 11, 2016 (broker) and November 14, 2016 (investment adviser). See below to find out more about […]

Investors potentially incurred losses because of securities broker Bruce Alan Hartzmark [CRD: 1106323, Beachwood, Ohio], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Hartzmark has been registered with Oppenheimer Co. Inc. since April 12, 1988, as a broker and since March 31, 2006, as an investment adviser. Keep reading to […]