Investors might have sustained losses due to financial advisor / securities broker Paul Raehpour [CRD: 4508598, McKinney, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Paul Raehpour has worked for Merrill Lynch Pierce Fenner Smith Incorporated at their McKinney, Texas location since December 12, 2014. Keep reading to learn more about the disclosures involving Paul Raehpour and how these may have impacted investors.
Particularly, on June 5, 2024, a Merrill Lynch Pierce Fenner Smith Incorporated client filed a complaint about Paul Raehpour. Evidently, the client alleged unauthorized trading. Because of this, the investor supposedly sustained damages on exchange traded funds. However, the firm denied this complaint.
Specifically, a client of Morgan Stanley Co. Incorporated contested Paul Raehpour’s sales practices, according to a complaint. Notably, the investor alleged unauthorized trading. Allegedly, Raehpour caused the client to sustain damages on corporate bonds. Therefore, Morgan Stanley Co. Incorporated opted to settle the matter on December 18, 2008, by compensating the client in the amount of $6,392.40.
Also, on October 3, 2008, Morgan Stanley Co. Incorporated disaffiliated with Raehpour. Evidently, Morgan Stanley Co. Incorporated alleged that Raehpour admitted to making improper investment recommendations to his clients.
Additionally, a client of Morgan Stanley Co. Incorporated contested Paul Raehpour’s sales practices, according to a complaint. Notably, the investor alleged unsuitable and unauthorized trading. Allegedly, Raehpour caused the client to sustain damages on auction rate securities. Therefore, Morgan Stanley Co. Incorporated opted to settle the matter on May 6, 2008, by compensating the client in the amount of $200,000.
Did you suffer financially because of Paul Raehpour? If so, contact Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Raehpour and brokerage firms Raehpour worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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