Paul Trimber Received FINRA Bar Following Probe

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Paul Francis Trimber [CRD: 2765260, Alexandria, Virginia], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Trimber worked for Wells Fargo Clearing Services LLC from July 1, 2003, to February 29, 2024. Keep reading to learn more about Trimber's disclosures.

Paul Trimber Sanctioned For Regulatory Violations

On March 22, 2024, the Financial Industry Regulatory Authority (FINRA) issued Case No. 2024081427901, sanctioning Paul Trimber. Trimber was barred indefinitely from associating with any FINRA member in all capacities.

Trimber refused to provide information and documents requested by FINRA during its investigation into his possible conversion of a senior client's funds for personal use. This investigation followed a termination notice filed by his former employer, Wells Fargo Clearing Services LLC, which disclosed unauthorized transfers of client funds.

Without admitting or denying the findings, Trimber consented to the sanction and the entry of findings under an Acceptance, Waiver, and Consent (AWC) agreement. Notably, Trimber's refusal to cooperate with FINRA's inquiries constituted a violation of both FINRA Rules 8210 and 2010.

Did You Sustain Losses Because Of Paul Trimber?

Have you sustained losses because of Paul Trimber? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors across the country, works on a contingency fee basis, and advances all costs. Trimber and the brokerage firms he worked for deny any allegations of sales practice violations.