Investors potentially incurred losses because of securities broker Peter Chi-Bun Chow (also known as Peter Chi Bun Chow) [CRD: 6125403, Arcadia, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Peter Chow has been registered with Cetera Investment Services LLC and Cetera Investment Advisers LLC since November 19, 2024. Previously, he was registered with Citigroup Global Markets Inc. from September 18, 2023, to November 27, 2024, and with Cetera Investment Services LLC from August 15, 2018, to September 15, 2023. Investors are encouraged to continue reading to discover more about a client dispute disclosure involving Chow.
Cetera Investment Services LLC Investor Accused Peter Chow Of Unsuitable Recommendations
Notably, a client filed a complaint about Peter Chow. Primarily, the client alleged that Chow made investment recommendations that were not appropriate for the client’s circumstances. For this reason, the client allegedly sustained damages involving structured products. Therefore, on October 14, 2025, Cetera Investment Services LLC settled this matter by paying the client $117,000.
What Is Unsuitable Trading In Structured Products?
Structured products are investments whose returns are often tied to the performance of market indexes, stocks, interest rates, or other financial benchmarks. Unsuitable trading or recommendations involving structured products can occur when a financial professional recommends these investments without adequately considering a client’s objectives, risk tolerance, investment experience, liquidity needs, or financial situation. Because structured products can be complex and may involve significant risks, investors should understand how they work before investing.
Were You Impacted By Securities Broker / Financial Advisor Chow?
Do you have concerns or questions regarding investments you made with Peter Chow? If so, reach out to Soreide Law Group online or at (888) 760-6552. Speak to a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for many investors throughout the United States. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Chow and brokerage firms Chow worked for deny allegations of sales practice violations.
