Investors might have sustained losses due to securities broker Philip Gibson [CRD: 2905474, Boca Raton, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Philip Gibson worked for Newbridge Securities Corporation from December 18, 2001, to March 27, 2024. Read below for additional information about the securities broker’s disclosures.
Specifically, a Newbridge Securities Corporation client filed FINRA Arbitration No. 22-00934 about Philip Gibson. Supposedly, Gibson committed breach of fiduciary duty, negligence, and breach of contract. The client also alleged securities laws violations and negligent supervision. Because of this, the client allegedly sustained damages on alternative investments. Therefore, on July 26, 2023, Newbridge Securities Corporation settled this matter by paying the client $65,000 in damages.
Additionally, a GKN Securities Corporation client filed FINRA Arbitration: Case No. 03-05552 about Philip Gibson. Supposedly, Gibson breached a contract, made negligent misrepresentations, and made unsuitable recommendations. Because of this, the client allegedly sustained damages. Therefore, on February 3, 2006, a FINRA Arbitration Panel issued an Award ordering GKN Securities Corporation or Gibson to pay the client $10,000 in damages.
Did you experience losses because of any sales practice violation by financial advisor / securities broker Philip Gibson? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney about your legal options. Soreide Law Group has recovered losses for investors throughout the United States, represents investors through contingency fees, and advances all costs. Gibson and brokerage firms Gibson worked for deny any allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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