Investors might have sustained losses due to securities broker Philip Gibson [CRD: 2905474, Boca Raton, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Philip Gibson worked for Newbridge Securities Corporation from December 18, 2001, to March 27, 2024. Read below for additional information about the securities broker’s disclosures.
Specifically, a Newbridge Securities Corporation client filed FINRA Arbitration No. 22-00934 about Philip Gibson. Supposedly, Gibson committed breach of fiduciary duty, negligence, and breach of contract. The client also alleged securities laws violations and negligent supervision. Because of this, the client allegedly sustained damages on alternative investments. Therefore, on July 26, 2023, Newbridge Securities Corporation settled this matter by paying the client $65,000 in damages.
Additionally, a GKN Securities Corporation client filed FINRA Arbitration: Case No. 03-05552 about Philip Gibson. Supposedly, Gibson breached a contract, made negligent misrepresentations, and made unsuitable recommendations. Because of this, the client allegedly sustained damages. Therefore, on February 3, 2006, a FINRA Arbitration Panel issued an Award ordering GKN Securities Corporation or Gibson to pay the client $10,000 in damages.
Did you experience losses because of any sales practice violation by financial advisor / securities broker Philip Gibson? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney about your legal options. Soreide Law Group has recovered losses for investors throughout the United States, represents investors through contingency fees, and advances all costs. Gibson and brokerage firms Gibson worked for deny any allegations of sales practice violations.
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