Soreide Law Group is investigating possible investor claims against securities broker Rebecca King Wah Ng-Tsang [CRD#: 5578435, Bellevue, Washington]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cetera Investment Services. Evidently, one or more clients allege sales practice violations in these disputes, including misrepresentations. Here is a brief summary of the disclosures about Tsang. However, please note that the securities broker denies the allegations.
Cetera Investment Services Client Accuses Rebecca Ng-Tsang Of Misrepresentations
Evidently, a client of Cetera Investment Services contested Rebecca Ng-Tsang's sales practices, according to a complaint dated December 26, 2017. Notably, accusations against the securities broker include misrepresentations. Allegedly, the real estate investment trusts that Tsang sold or recommended resulted in damages. Therefore, Cetera Investment Services opted to settle the matter on March 22, 2018, by compensating the client in the amount of $22,955.72. Still, the broker denies the allegations against her.
Cetera Investment Services Client Accuses Ng-Tsang Of Misrepresentations
Also, a client of Cetera Investment Services contested Rebecca Ng-Tsang's sales practices, according to a complaint dated November 21, 2021. Notably, accusations against the securities broker include misrepresentations. Allegedly, the real estate securities that Tsang sold or recommended resulted in damages. Therefore, the client sought compensatory relief from Cetera Investment Services or Tsang. However, the firm and securities broker denied this dispute on December 13, 2021.
Cetera Investment Services Client Accuses Rebecca Ng-Tsang Of Misrepresentations
Additionally, on December 9, 2020, to January 12, 2021, a Cetera Investment Services client filed a complaint about Rebecca Ng-Tsang. Particularly, the client alleged that Tsang misrepresentations. Because of this, the client allegedly sustained damages relating to purchases or sales of REITs. Therefore, the client requested more than $5,000 in compensation from Cetera Investment Services or Tsang. Evidently, this complaint is pending a resolution.
Ng-Tsang Allegedly Makes Misrepresentations To Cetera Investment Services Client
Evidently, on December 9, 2019, a Cetera Investment Services client filed a complaint about Rebecca Ng-Tsang. Particularly, the client alleged misrepresentations. Because of this, the client allegedly sustained damages relating to purchases or sales of real estate securities. Therefore, the client requested more than $5,000 in compensation from Cetera Investment Services or Tsang. Evidently, the firm denied this dispute on December 19, 2019.
Cetera Investment Services Client Accuses Rebecca Ng-Tsang Of Unsuitable Recommendations
Also, on April 4, 2022, a Cetera Investment Services client filed FINRA Arbitration #: 22-00733 about Rebecca Ng-Tsang. Particularly, the client alleged that Tsang made unsuitable recommendations. Because of this, the client allegedly sustained damages relating to purchases or sales of fixed annuities. Therefore, the client requested more than $5,000 in compensation from Cetera Investment Services or Tsang. Evidently, this arbitration is pending a resolution.
Damages Resulting From Cetera Investment Services Securities Broker Ng-Tsang?
Have you experienced damages by investing with Rebecca Ng-Tsang? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Please keep in mind that Tsang and the brokerage firms Tsang has associated with deny any and all allegations of sales practice violations.
