Reynold Neufeld (Centaurus Financial) Involved In Investor Arbitration Claim Over Unsuitable Advice

Investors might have sustained losses because of securities broker Reynold Wayne Neufeld (also known as Rey Neufeld) [CRD: 827427, Indio, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Neufeld worked for Centaurus Financial Inc. from May 16, 2008, to July 9, 2021. See the following summary for details about Neufeld’s disclosures and investor allegations.

Centaurus Financial Investor Accused Rey Neufeld Of Unsuitable Recommendations

Particularly, on March 11, 2025, a Centaurus Financial Inc. client filed FINRA Arbitration No. 25-00249 about Reynold Neufeld. Primarily, the client alleged that Neufeld recommended risky and illiquid investments in 2019 and 2020. For this reason, the investor allegedly sustained damages associated with corporate bonds. Therefore, the client requested $95,000 in compensation from Centaurus Financial Inc. or Neufeld. It appears that this arbitration is pending a resolution.

Reynold Neufeld Sanctioned By FINRA For Failure To Respond To FINRA Requests

Evidently, FINRA issued Case: 2021071402401 on November 29, 2021, sanctioning Reynold Neufeld for infractions. Allegedly, Neufeld failed to respond to FINRA requests for information. As a result, Neufeld was barred permanently from association with any FINRA member in all capacities.

Did You Invest With Financial Advisor / Securities Broker Rey Neufeld?

Do you need clarification on any investment losses associated with Reynold Neufeld? If so, reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Neufeld and brokerage firms Neufeld worked for deny allegations of sales practice violations.