One or more investors possibly experienced losses because of securities broker Robert Stanley Fagan [CRD: 1572927, Leucadia, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Fagan worked for Madison Avenue Securities LLC in Encinitas, California, from July 25, 2006, to December 22, 2021, before moving to First Allied Securities Inc. from December 20, 2021, to September 8, 2022, and then to Cetera Advisors LLC and Cetera Investment Advisers LLC in San Diego, California, beginning December 20, 2021, and September 8, 2022, respectively. Keep reading to learn more about the disclosures concerning Fagan.
Evidently, on December 31, 2024, a Madison Avenue Securities LLC client filed FINRA Arbitration No. 25-00007 about Robert Fagan. Evidently, the client claimed that Fagan gave unsuitable advice of alternative investments. For this reason, the client requested $125,000 in compensation from Madison Avenue Securities LLC or Fagan. It appears that this arbitration is pending a resolution.
Particularly, a client of Madison Avenue Securities LLC took aim at Robert Fagan’s conduct by filing FINRA Arbitration No. 23-03405. Allegedly, Fagan made unsuitable recommendations of alternative investments, including real estate securities. As a result, Madison Avenue Securities LLC opted to settle the dispute on November 27, 2024, by compensating the client in the amount of $345,000.
Also, a Madison Avenue Securities LLC client filed FINRA Arbitration No. 23-00163 about Robert Fagan. Primarily, the client alleged that Fagan gave unsuitable advice of direct investments. Consequently, on November 29, 2023, Madison Avenue Securities LLC settled this matter by paying the client $300,000.00 in damages.
Additionally, a client filed a complaint about Robert Fagan. Allegedly, Fagan gave unsuitable advice about direct investments. Because of this, the client allegedly incurred damages. For this reason, on October 26, 2021, Madison Avenue Securities LLC settled this matter by paying the client $9,000.00 in damages.
Are you concerned regarding investments you made with Robert Fagan? If so, reach out to Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer concerning a potential recovery of your investment losses. For over a decade, Soreide Law Group has recovered losses for investors throughout the US. Also, the firm takes cases on a contingency fee basis and advances all costs. Fagan and brokerage firms Fagan worked for deny allegations of sales practice violations.
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KEITH MICHAEL DAGOSTINO (KEITH M DAGOSTINO, KEITH DAGOSTINO) was fined $25,000.00 and suspended for 24 months with a start date of 1/5/2026, and an end date of 1/4/2028. Dagostino was with AEGIS CAPITAL CORP of Melville, New York from 10/03/2014 - 11/29/2023, and was last registered with EF HUTTON LLC of Woodbury, New York from […]
Investors have reportedly disputed the sales practices of securities broker John Dennis Lowry [CRD: 4336146, New York, New York], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. John Lowry has been registered with Spartan Capital Securities LLC since July 10, 2008. See the following information to learn more about the disclosures involving […]
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