ROBERT GIST CRD# 716088
was permanently barred by FINRA for allegedly misappropriating millions dollars from 30 of his customers. This occurred, according to the FINRA report, from 2003 through 2011. Robert A. Gist, Atlanta, GA, allegedly told his clients that he would invest his clients' financial investments in securities positions. Instead of investing the money, Robert Gist allegedly invested the clients’ money in ENCAP Technologies, LLC – which happened to be a company co-founded by Robert A. Gist. Robert Gist allegedly created and sent account statements with fictitious securities positions to his customers every six months. Gist also allegedly sold units of ENCAP Technologies, or used other investors funds, in order to make payments to his customers.
According to FINRA's BrokerCheck, Robert Gist is no longer registered with FINRA. Gist was previously registered with FINRA at the following brokerage firms:
RESOURCE HORIZONS GROUP LLC
CRD# 104368
ATLANTA, GA
03/2001 - 12/2011
CENTENNIAL CAPITAL MANAGEMENT, INC.
CRD# 38988
ATLANTA, GA
11/1997 - 03/2001
CADARET, GRANT & CO., INC.
CRD# 10641
SYRAC-- USE, NY
07/1993 - 09/1997
If you have experienced a financial loss due to Robert Gist, a former broker with Resource Horizons Group, LLC, call Soreide Law Group at (888) 760-6552 for a free consultation with an attorney.
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