The following information appeared on FINRA’s website under “Disciplinary and Other Actions, August, 2013.” Robert Gist (CRD #716088, Registered Representative, Atlanta, Georgia) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Gist consented to the described sanction and to the entry of findings that he misappropriated several […]

ROBERT GIST CRD# 716088 was permanently barred by FINRA for allegedly misappropriating millions dollars from 30 of his customers. This occurred, according to the FINRA report, from 2003 through 2011. Robert A. Gist, Atlanta, GA, allegedly told his clients that he would invest his clients' financial investments in securities positions. Instead of investing the money, […]