Soreide Law Group has learned of possible investor claims against securities broker Robert Koestler (also known as Bob Koestler) (CRD: 7023515, Prairie Du Chien, Wisconsin). Particularly, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Allegedly, Koestler failed to testify when the regulator investigated him for potentially violating FINRA rules. Here is a brief summary of FINRA’s allegations against Koestler.
Evidently, on November 29, 2022, FINRA issued Case: 2021070890101, sanctioning Robert Koestler for infractions. Specifically, Koestler was barred. Notably, this means that he cannot associate with FINRA-member entities as a securities broker or in other capacities. Particularly, FINRA alleged that Koestler failed to testify when the regulator investigated him for potentially violating FINRA rules, including mismarking solicited trades and engaging in unauthorized trading.
Have you experienced damages because of Robert Koestler? If so, you can contact Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group, who has successfully recovered losses for investors across the United States, represents clients on a contingency fee basis and advances all costs. Koestler and brokerage firms Koestler worked for deny all allegations of sales practice violations.
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