Soreide Law Group is investigating possible investor claims against securities broker Roberto Leslie (also known as Robert Leslie) [CRD: 2755940, Brooklyn, New York]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Infinex Investments Inc. Evidently, investors allege sales practice violations in these disputes, including inappropriate investment advice. Here is a brief summary of the disclosures about Leslie.
Specifically, a client of Infinex Investments Inc. contested Roberto Leslie’s sales practices by filing FINRA Arbitration: 22-01367. Allegedly, Leslie made unsuitable recommendations. It appears that Leslie caused the client to sustain damages on NorthStar Off-Shore Annuity. Therefore, Infinex Investments Inc. opted to settle the matter on July 28, 2023, by compensating the client in the amount of $150,000.
Notably, an Essex National Securities Inc. client filed FINRA Arbitration: 22-01911 about Roberto Leslie. Namely, the client alleged that Leslie engaged in unsuitable trading. Because of this, the client allegedly sustained damages on real estate securities. Therefore, on May 1, 2023, Essex National Securities Inc. settled this matter by paying the client $40,000 in damages.
Also, a client of Essex National Securities Inc. contested Roberto Leslie’s sales practices, according to a complaint dated February 7, 2023. Allegedly, Leslie engaged in unsuitable trading. Supposedly, Leslie caused the client to sustain damages on real estate securities. Therefore, the client asked for compensatory relief from Essex National Securities Inc. or Leslie in the amount of $20,000 in this matter. However, the securities firm and broker denied this complaint.
Specifically, an Essex National Securities Inc. client filed FINRA Arbitration: 21-01210 about Roberto Leslie. Namely, the client alleged that Leslie made omissions. Because of this, the client allegedly sustained damages on non-traded REITs. Therefore, on May 16, 2022, Essex National Securities Inc. settled this matter by paying the client $75,000 in damages.
Particularly, a client of Essex National Securities Inc. contested Roberto Leslie’s sales practices by filing FINRA Arbitration: 21-01773. Allegedly, Leslie made omissions. It appears that Leslie caused the client to sustain damages on private REITs. Therefore, Essex National Securities Inc. opted to settle the matter on December 23, 2021, by compensating the client in the amount of $14,999.
Notably, on August 6, 2019, an Essex National Securities Inc. client filed FINRA Arbitration: 19-01836 about Roberto Leslie. Namely, the client alleged that Leslie engaged in unsuitable trading. Because of this, the client allegedly sustained damages on non-traded REITs. Therefore, the client requested $39,240.88 in compensation from Essex National Securities Inc. or Leslie. Evidently, this arbitration is pending a resolution.
Evidently, on June 11, 2019, an Essex National Securities Inc. client filed a complaint about Roberto Francisco Leslie. Namely, the client was led to believe that assets would be guaranteed and that there would be a fixed distribution rate for five years. Because of this, the client allegedly sustained damages on real estate securities. Therefore, the client requested $17,863.58 in compensation from Essex National Securities Inc. or Leslie. Evidently, this complaint was denied.
Roberto Leslie has worked for Infinex Investments Inc. since July 2016 as a securities broker and since September 2020 as a financial advisor.
Did you experience damages through Roberto Leslie? If so, contact Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Leslie and brokerage firms Leslie worked for deny any and all allegations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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