Investors might have sustained losses due to securities broker Maria Karina Valido (also known as Maria Karina Payret) [CRD: 6324596, Miami, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Valido worked for Infinex Investments Inc. from February 17, 2015, to April 22, 2022. Keep reading to find out more about […]

Investors have reportedly disputed the sales practices of securities broker Alvaro Mauricio Jiron [CRD: 4226147, Coral Gables, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jiron worked for Infinex Investments Inc. from July 5, 2016, to February 20, 2023, before joining LPL Financial LLC on February 24, 2023, where […]

Investors apparently complained about securities broker Michael Risko [CRD: 1975573, Kingston, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Risko has been registered with Osaic Institutions Inc. since July 1, 2016, operating from offices in Kingston, Hyde Park, and West Hurley, New York. Read on to find out more […]

Investors potentially experienced sales practice violations by securities broker Derek Wilhelm Malone [CRD: 5495233, New York, New York], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Derek Malone has been registered with Osaic Institutions Inc. (also known as Infinex Investments) since July 1, 2016, where he worked as a broker and investment […]

Investors potentially incurred losses because of securities broker Christian Harvey Johnston [CRD: 2601094, Olive Branch, Mississippi], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Johnston worked for LPL Financial LLC starting on November 30, 2022, after previously working for Infinex Investments Inc. from December 2, 2013, to November 30, 2022. […]

Investors possibly experienced losses due to securities broker Stephen Parker Nitz (also known as Steve Nitz) [CRD: 1298437, Ridgefield, Connecticut], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Stephen Nitz worked for Osaic Institutions Inc. from May 10, 2007 to May 8, 2024, and works for Steward Partners Investment Solutions […]

Soreide Law Group is investigating possible investor claims against securities broker Roberto Leslie (also known as Robert Leslie) [CRD: 2755940, Brooklyn, New York]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Infinex Investments Inc. Evidently, investors allege sales practice violations in these […]

Soreide Law Group is investigating possible investor claims against securities broker Fermin Alberto Mesina (CRD: 4619199, Chula Vista, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Infinex Investments Inc. Supposedly, one or more individuals claim that Mesina overconcentrated accounts in certain […]

Clients Of Infinex Investments, Deutsche Bank Securities File Disputes About Broker Jorge Alfonso FINRA BrokerCheck indicates that investors alleged improper sales practices involving securities broker Jorge Luis Alfonso (CRD#: 4728979, Coral Gables, Florida) and that those violations resulted in damages. Evidently, Alfonso was a securities broker at Deutsche Bank Securities Inc. and Infinex Investments Inc. […]