FINRA Sanctions Robin Auguste

Soreide Law Group is investigating possible investor claims against securities broker Robin Auguste (also known as Robin Auguste) [CRD: 6874949, Chicago, IL]. Notably, FINRA sanctioned the securities broker, who worked for J.P. Morgan Securities LLC. Allegedly, Auguste failed to respond to FINRA’s request for information. Here is a brief summary of FINRA’s allegations against Auguste.

FINRA Sanctions Robin Auguste For Failure To Respond To FINRA

Evidently, on July 5, 2022, FINRA issued Case: 2020067770501 sanctioning Robin Auguste for infractions. Specifically, Auguste was barred as a securities broker, so he cannot work as a broker and in other capacities for FINRA-member firms. Notably, FINRA alleged that Auguste failed to respond to FINRA’s request for information.

FINRA first suspended Auguste in April 2022 after he failed to respond to FINRA’s requests. The regulator provided the securities broker a chance to resolve the suspension. However, it appears that Auguste did not ask for the termination of his suspension within three months of the date FINRA notified him about it.

Auguste Employment Information

Robin Auguste worked for J.P. Morgan Securities LLC in Chicago, IL, as a securities broker from May of 2019 to July of 2020.

Did J.P. Morgan Securities LLC Securities Broker Robin Auguste Cause You To Experience Damages?

Did you incur damages because of securities broker Auguste? Get in touch with Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. The firm will take the time to fully understand your situation and will carefully explain your legal options. Auguste and brokerage firms Auguste worked for deny any and all allegations of sales practice violations.