Darren James Bernard (CRD: 5160409), a securities broker in Scottsdale, Arizona, was named in a client complaint alleging investment misrepresentation and losses, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Bernard has worked for J.P. Morgan Securities LLC since October 1, 2012. Read on for details about the complaint and its outcome. J.P. […]

Alfredo Banuelos Jr. (CRD: 5572634), a former securities broker in Castro Valley, California, worked for J.P. Morgan Securities LLC from October 1, 2012, to July 29, 2026. His Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures include a client dispute involving allegations of sales practice violations and possible investment losses. Here is what the client alleged […]

Nicholas James Centis, also known as Nick Centis (CRD: 6187468), is a securities broker based in San Francisco, California. A client alleges that he made an unsuitable investment recommendation that caused losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. He worked for Stifel Nicolaus Company Incorporated from December 4, 2015, to October 26, […]

Investors may have suffered financial harm by securities broker Hector Camilo Vargas Forero (also known as Hector Vargas) [CRD: 6605192, St. Joseph, Michigan], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Vargas has worked for J.P. Morgan Securities LLC as a securities broker since February 29, 2016, and as a financial advisor […]

Investors might have sustained losses due to securities broker Martin Jankowski [CRD: 4427664, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jankowski has worked for J.P. Morgan Securities LLC since October 1, 2012. Investors are encouraged to continue reading to find out more about Jankowski’s disclosures. Jankowski Accused By […]

Investors may have suffered financial harm by securities broker Robert John Masanotti (also known as Rob Masanotti) [CRD: 5804805, New Canaan, Connecticut], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Robert Masanotti has been registered with J.P. Morgan Securities LLC since July 23, 2018. Continue reading to learn more about the disclosures […]

Investors potentially experienced sales practice violations by securities broker Russell Glenn Bedore [CRD: 4729849, Deerfield Beach, Florida], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Bedore has been registered with LPL Financial LLC since May 14, 2026, and previously worked for J.P. Morgan Securities LLC from July 15, 2013, through May 15, […]

Soreide Law Group is investigating potential investor claims involving J.P. Morgan Securities LLC (JPMS) after FINRA sanctioned the firm over supervisory failures involving a high-risk, leveraged investment strategy. Investors who suffered losses through this strategy may have legal options and should read below for details about FINRA's action against J.P. Morgan Securities. What Was The […]

Investors might have sustained losses due to securities broker Nicholas Mathew Gianascoli (also known as Nick Gianascoli) [CRD: 6805515, Naples, Florida], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gianascoli worked for Merrill Lynch from December 23, 2019, through May 31, 2023, and has been registered with J.P. Morgan Securities LLC since June […]