Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors apparently complained about securities broker Rogers Kenneth Haydon III [CRD: 4452565, Atlanta, Georgia], according to disclosures on FINRA BrokerCheck. Evidently, Haydon worked for Raymond James & Associates Inc. from February 13, 2013, to September 4, 2025. Keep reading to find out more about the disclosures involving this individual.
Particularly, on August 28, 2025, Raymond James & Associates Inc. disaffiliated with Haydon. Raymond James & Associates Inc. claimed that Haydon acted in ways that violated the firm’s rules regarding communications, promotional materials, outside business ventures, private securities transactions, and selling away.
Additionally, a client of Morgan Keegan & Company Inc. disputed Rogers Haydon’s sales practices, according to a complaint dated December 22, 2010. Allegedly, Haydon made unsuitable recommendations that resulted in poor performance in mutual fund investments. It appears that Haydon allegedly caused the client to sustain damages. As a result, the client sought compensation from Morgan Keegan & Company Inc. or Haydon in an amount believed to exceed $5,000 in this matter. However, the firm denied this complaint.
Do you need clarification on any investment losses relating to Rogers Haydon? Contact Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer concerning a possible recovery of your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Haydon and brokerage firms Haydon worked for deny accusations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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