Investors apparently complained about securities broker Rogers Kenneth Haydon III [CRD: 4452565, Atlanta, Georgia], according to disclosures on FINRA BrokerCheck. Evidently, Haydon worked for Raymond James & Associates Inc. from February 13, 2013, to September 4, 2025. Keep reading to find out more about the disclosures involving this individual.
Particularly, on August 28, 2025, Raymond James & Associates Inc. disaffiliated with Haydon. Raymond James & Associates Inc. claimed that Haydon acted in ways that violated the firm’s rules regarding communications, promotional materials, outside business ventures, private securities transactions, and selling away.
Additionally, a client of Morgan Keegan & Company Inc. disputed Rogers Haydon’s sales practices, according to a complaint dated December 22, 2010. Allegedly, Haydon made unsuitable recommendations that resulted in poor performance in mutual fund investments. It appears that Haydon allegedly caused the client to sustain damages. As a result, the client sought compensation from Morgan Keegan & Company Inc. or Haydon in an amount believed to exceed $5,000 in this matter. However, the firm denied this complaint.
Do you need clarification on any investment losses relating to Rogers Haydon? Contact Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer concerning a possible recovery of your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Haydon and brokerage firms Haydon worked for deny accusations of sales practice violations.
KEVIN CHRISTOPHER MCCARTHY (KEVIN C MCCARTHY) was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm with a start date of 5/7/2026. McCarthy was registered as a broker with MADISON AVENUE SECURITIES LLC of Hialeah, Florida, from 12/04/2007 - 01/30/2026. McCarthy was previously registered both as a broker […]
Investors might have sustained losses due to securities broker William H. Grant [CRD: 4219455, Duluth, Georgia], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Grant has been registered with Merrill Lynch since October 23, 2009, as both a securities broker and financial advisor. Investors are encouraged to continue reading to find […]
Investors apparently complained about securities broker James Francis Martin [CRD: 1218618, West Conshohocken, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin worked for Morgan Stanley from April 4, 2016, to December 2, 2022. See the following information to discover more about disclosures involving Martin and allegations reported on FINRA BrokerCheck. Martin […]
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