John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Soreide Law Group is looking into possible investor claims against securities broker Ronald Lewis Millar III (CRD: 3064161, Weston, Florida). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for MML Investors Services LLC. Evidently, investors allege sales practice violations in these disputes, including that Millar made unsuitable recommendations and mismanaged investment accounts. Here is a brief summary of the disclosures about Millar.
Also, a client of MML Investors Services LLC contested Ronald Millar’s sales practices, according to a complaint dated June 15, 2022. Allegedly, Millar gave unsuitable advice and mismanaged investment accounts. Supposedly, Millar possibly caused the client to sustain damages on fixed annuities and mutual funds. Therefore, the client requested compensation from MML Investors Services LLC or Millar. However, the securities firm denied the complaint.
Also, a client of Metlife Securities Inc. contested Ronald Millar’s sales practices, according to a complaint. Allegedly, Millar made unsuitable recommendations. Supposedly, Millar possibly caused the client to sustain damages on life insurance policies. Therefore, Metlife Securities Inc. opted to settle the matter on April 21, 2008, by compensating the client in the amount of $29,676.25.
Did you suffer damages because of Ronald Millar? If you have, then reach out to Soreide Law Group at (888) 760-6552 and speak with a securities lawyer regarding a potential recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors across the United States, represents clients on a contingency fee basis and advances all costs. Millar and brokerage firms Millar worked for deny all allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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