Investors apparently complained about securities broker Ronald Jay Naegle (also known as Ron Naegle) [CRD: 2054461, Johnson City, Tennessee], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ronald Naegle worked for Woodbury Financial Services Inc. from September 4, 2009, to January 19, 2024, then for Osaic Wealth Inc. from January 19, 2024, to August 22, 2024, and has been registered with LPL Financial LLC since August 19, 2024. See the following information to learn more about Ronald Naegle’s disclosures.
Osaic Investor Accused Ron Naegle Of Sales Practice Violation
Particularly, on December 16, 2025, an Osaic Wealth Inc. and Woodbury Financial Services Inc. client filed Civil Action No. 32CH1-2025-CV-347 about Ronald Naegle. Mainly, the client alleged that Naegle committed a sales practice violation involving the alleged conversion of the client’s investments to property owned by him. Because of this, the client allegedly incurred damages. Therefore, the client requested $2,000,000 in compensation from Osaic Wealth Inc., Woodbury Financial Services Inc., or Naegle. Evidently, this civil suit awaits a resolution.
Ronald Naegle Disclosed Unauthorized Trading Allegations By UBS PaineWebber Client
Additionally, a client of UBS PaineWebber Inc. contested Ronald Naegle’s sales practices, according to a complaint dated September 18, 2001. Allegedly, Naegle engaged in unauthorized trading. It appears that Naegle allegedly caused the client to sustain damages associated with variable annuities. Consequently, the client sought compensation from UBS PaineWebber Inc. or Naegle in the amount of more than $5,000 in this matter. However, the firm denied this complaint.
Have You Made Investments Through Financial Advisor / Securities Broker Ron Naegle?
Did you experience losses because of Ronald Naegle? You can contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities attorneys work on a contingency fee arrangement and advance all costs. Naegle and brokerage firms Naegle worked for deny allegations of sales practice violations.
