The following information is from FINRA’s website under “Disciplinary and Other FINRA Actions, January, 2013.”
William Earl Manley (CRD #1177744, Registered Representative, Sarasota, Florida)
was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Manley consented to the described sanction and to the entry of findings that he failed to respond to a FINRA request for information regarding his arrest, felony charge and termination from his member firm. The findings stated that Manley advised FINRA he would not respond to a request for information.
(FINRA Case #2012031461701)
This ends the information from FINRA’s website.
If you feel you may have a claim against William Earl Manley, contact
Securities Lawyer, Lars K. Soreide, of Soreide Law Group, who represents clients nationwide before FINRA. For a free consultation with an attorney on how to potentially recover your losses, call 888-760-6552, or visit our website at: https://www.securitieslawyer.com.
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