Investors apparently complained about securities broker Scott S. Gregory [CRD: 4426847, Decatur, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scott Gregory worked for Benjamin F. Edwards Company Inc. from July 3, 2023, to November 26, 2025. See the following information to find out more about this broker’s disclosures and what they could mean for investors.
Notably, a client filed a complaint about Scott Gregory. Primarily, the client alleged that Gregory engaged in unauthorized trading involving options and mutual funds. For this reason, the client allegedly incurred damages connected to mutual funds and options. Consequently, on November 5, 2025, Benjamin F. Edwards Company settled this matter by paying the client $42,380.72 in damages.
Specifically, Benjamin F. Edwards Company disaffiliated with Gregory on November 2, 2025. Allegedly, Gregory lost the firm’s confidence after it received a client complaint concerning investment-related activities.
Did you suffer any investment-related losses because of Scott Gregory? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities attorneys represent investors on a contingency fee arrangement and advance all costs. Gregory and brokerage firms Gregory worked for deny allegations of sales practice violations.
Investors apparently complained about securities broker Debra Dawn Mesle (also known as Debra Dawn Hanebrink and Debbie Mesle) [CRD: 849766, Chesterfield, Missouri], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mesle worked for Merrill Lynch from June 30, 2006, to January 2, 2026, and has worked for Huntleigh Securities Corporation and Huntleigh […]
Investors potentially experienced sales practice violations by securities broker Francis Stephen Zoracki, also known as Frank Zoracki [CRD: 1363103, Irwin, Pennsylvania], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zoracki has worked for Cambridge Investment Research Inc. since September 28, 2011; Cambridge Investment Research Advisors Inc. since September 28, 2011; and Duncan […]
Investors may have suffered financial harm by securities broker and investment adviser Loren James Grabau [CRD: 6984490, Santa Maria, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Grabau worked for Independent Financial Group LLC from April 8, 2019, to August 19, 2025. See below to discover more about Grabau’s disclosures. […]
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