Investors apparently complained about securities broker Scott S. Gregory [CRD: 4426847, Decatur, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scott Gregory worked for Benjamin F. Edwards Company Inc. from July 3, 2023, to November 26, 2025. See the following information to find out more about this broker’s disclosures and what they could mean for investors.
Notably, a client filed a complaint about Scott Gregory. Primarily, the client alleged that Gregory engaged in unauthorized trading involving options and mutual funds. For this reason, the client allegedly incurred damages connected to mutual funds and options. Consequently, on November 5, 2025, Benjamin F. Edwards Company settled this matter by paying the client $42,380.72 in damages.
Specifically, Benjamin F. Edwards Company disaffiliated with Gregory on November 2, 2025. Allegedly, Gregory lost the firm’s confidence after it received a client complaint concerning investment-related activities.
Did you suffer any investment-related losses because of Scott Gregory? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities attorneys represent investors on a contingency fee arrangement and advance all costs. Gregory and brokerage firms Gregory worked for deny allegations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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