Investors apparently complained about securities broker Scott S. Gregory [CRD: 4426847, Decatur, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scott Gregory worked for Benjamin F. Edwards Company Inc. from July 3, 2023, to November 26, 2025. See the following information to find out more about this broker’s disclosures and what they could mean for investors.
Notably, a client filed a complaint about Scott Gregory. Primarily, the client alleged that Gregory engaged in unauthorized trading involving options and mutual funds. For this reason, the client allegedly incurred damages connected to mutual funds and options. Consequently, on November 5, 2025, Benjamin F. Edwards Company settled this matter by paying the client $42,380.72 in damages.
Specifically, Benjamin F. Edwards Company disaffiliated with Gregory on November 2, 2025. Allegedly, Gregory lost the firm’s confidence after it received a client complaint concerning investment-related activities.
Did you suffer any investment-related losses because of Scott Gregory? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities attorneys represent investors on a contingency fee arrangement and advance all costs. Gregory and brokerage firms Gregory worked for deny allegations of sales practice violations.
FINRA sanctioned securities broker Jay Deron Zornes [CRD: 4124536, Ironton, Ohio], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jay Zornes worked for Cambridge Investment Research Inc. from March 5, 2014, to May 19, 2025. See below to learn more about the disclosures involving Jay Zornes. FINRA Sanctioned Zornes For Noncompliance With Investigation […]
Investors have reportedly disputed the sales practices of securities broker Patrick James Gorand [CRD: 5559541, Winnetka, Illinois], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gorand worked for J.P. Morgan Securities LLC from December 2, 2014, to the present as a securities broker and from April 26, 2023, to the […]
Investors potentially experienced sales practice violations by securities broker Christ Mavrakos (also known as Christ Mavrakakos, Chris Mavrakos, Christopher Mavrakos, and Chris Mavrokos) [CRD: 1793086, Safety Harbor, Florida], based on disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mavrakos worked for LPL Financial LLC from November 26, 2012, to the present, and MFP Financial […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com