David Neil Soiferman (also known as Dave Soiferman), a securities broker based in Orlando, Florida (CRD: 1990243), is the subject of client complaints involving alleged investment losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. He worked for Ameriprise Financial Services LLC from April 16, 2010, to June 25, 2026. He has been registered […]

Investors potentially experienced sales practice violations by securities broker Jeremy Todd Lindquist [CRD: 3198807, Melbourne, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lindquist has been registered as a securities broker with MML Investors Services LLC since August 12, 2011, and as a financial advisor with the firm since February […]

Investors potentially experienced sales practice violations by securities broker Fabio De Andrade (also known as Fabio Deandrade) [CRD: 4671838, Kansas City, Missouri], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. De Andrade worked for Merrill Lynch from October 11, 2004, to June 9, 2026. Investors are encouraged to continue reading to […]

Investors potentially experienced sales practice violations by securities broker James A. Lothspeich [CRD: 4187811, Pocatello, Idaho], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lothspeich worked for Edward Jones from August 21, 2000, to October 10, 2025. Continue reading to learn more about Lothspeich’s disclosures. Edward Jones Client Alleged Sales Practice Violations Regarding […]

Investors may have suffered financial harm by securities broker Hector Camilo Vargas Forero (also known as Hector Vargas) [CRD: 6605192, St. Joseph, Michigan], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Vargas has worked for J.P. Morgan Securities LLC as a securities broker since February 29, 2016, and as a financial advisor […]

Investors potentially experienced sales practice violations by securities broker Jeremy Ethan Hershey [CRD: 5881725, South Lyon, Michigan], given the public information found on Financial Industry Regulatory Authority BrokerCheck. Hershey has worked for The Huntington Investment Company and Huntington Financial Advisors since June 21, 2018, and has been registered with Ameriprise Financial Services LLC since July […]

Investors might have sustained losses due to securities broker Martin Jankowski [CRD: 4427664, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jankowski has worked for J.P. Morgan Securities LLC since October 1, 2012. Investors are encouraged to continue reading to find out more about Jankowski’s disclosures. Jankowski Accused By […]

Investors potentially experienced sales practice violations by securities broker Russell Glenn Bedore [CRD: 4729849, Deerfield Beach, Florida], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Bedore has been registered with LPL Financial LLC since May 14, 2026, and previously worked for J.P. Morgan Securities LLC from July 15, 2013, through May 15, […]

Investors potentially incurred losses because of securities broker Christina Leanne Benton (also known as Christina Leann Benton and Chrissy Benton) [CRD: 7141536, Grass Valley, California], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benton worked for Wells Fargo Clearing Services LLC from August 2019 to April 2021. She has been associated […]