Investors potentially experienced sales practice violations by securities broker James A. Lothspeich [CRD: 4187811, Pocatello, Idaho], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lothspeich worked for Edward Jones from August 21, 2000, to October 10, 2025. Continue reading to learn more about Lothspeich’s disclosures. Edward Jones Client Alleged Sales Practice Violations Regarding […]

Investors may have suffered financial harm by securities broker Hector Camilo Vargas Forero (also known as Hector Vargas) [CRD: 6605192, St. Joseph, Michigan], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Vargas has worked for J.P. Morgan Securities LLC as a securities broker since February 29, 2016, and as a financial advisor […]

Investors potentially experienced sales practice violations by securities broker Jeremy Ethan Hershey [CRD: 5881725, South Lyon, Michigan], given the public information found on Financial Industry Regulatory Authority BrokerCheck. Hershey has worked for The Huntington Investment Company and Huntington Financial Advisors since June 21, 2018, and has been registered with Ameriprise Financial Services LLC since July […]

Investors might have sustained losses due to securities broker Martin Jankowski [CRD: 4427664, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jankowski has worked for J.P. Morgan Securities LLC since October 1, 2012. Investors are encouraged to continue reading to find out more about Jankowski’s disclosures. Jankowski Accused By […]

Investors potentially experienced sales practice violations by securities broker Russell Glenn Bedore [CRD: 4729849, Deerfield Beach, Florida], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Bedore has been registered with LPL Financial LLC since May 14, 2026, and previously worked for J.P. Morgan Securities LLC from July 15, 2013, through May 15, […]

Investors potentially incurred losses because of securities broker Christina Leanne Benton (also known as Christina Leann Benton and Chrissy Benton) [CRD: 7141536, Grass Valley, California], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benton worked for Wells Fargo Clearing Services LLC from August 2019 to April 2021. She has been associated […]

Soreide Law Group is investigating potential investor claims involving IFP Securities LLC after FINRA sanctioned the firm for supervisory failures involving Class A mutual funds and Unit Investment Trusts (UITs). Investors who suffered losses in mutual funds, UITs, or other investments recommended through IFP Securities may have legal options and should learn more about FINRA's […]

Investors might have sustained losses due to financial advisor Jason Matthew Peroni (also known as Jay Peroni) [CRD: 2754901, Charleston, South Carolina], according to SEC Investment Adviser Public Disclosure. Specifically, Jason Peroni was registered with Faith Investor Services from September 14, 2023, through April 24, 2026. See below to discover more about disclosures involving Jason […]

Investors may have suffered financial harm by securities broker Dianna Sheryl Jeffries (also known as Dianna Sheryl Friedman) [CRD: 7348577, Cary, North Carolina], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jeffries was registered with WS Brokerage Services Inc. from January 19, 2023, through April 8, 2026. Investors should continue reading […]