Investors might have sustained losses due to securities broker Scott Christopher Jackson [CRD: 4443921, Tampa, Florida], according to disclosures on FINRA BrokerCheck. Evidently, Jackson has worked for J.W. Cole Financial Inc. since October 1, 2014, and J.W. Cole Advisors Inc. since October 2, 2014. Below, investors can review details about the securities broker’s disclosures, including allegations of sales practice violations.
Specifically, on January 13, 2025, a J.W. Cole Financial Inc. client filed FINRA Arbitration No. 25-00082 about Scott Jackson. Supposedly, Jackson breached his fiduciary duty and made omissions and misrepresentations. Because of this, the client allegedly incurred damages through investing in real estate securities. Consequently, the client requested $100,000 in compensation from J.W. Cole Financial Inc. or Jackson. This is an ongoing matter.
Particularly, a J.W. Cole Financial Inc. client filed FINRA Arbitration No. 17-00283 about Scott Jackson. Allegedly, Jackson made unsuitable recommendations. Because of this, the client allegedly incurred damages through investing in direct investments, variable annuities, and real estate securities. Because of this, on July 7, 2017, J.W. Cole Financial Inc. settled this matter by paying the client $8,750.00 in damages.
Additionally, a client of Morgan Stanley Smith Barney contested Scott Jackson’s sales practices, according to a complaint dated September 16, 2009. Allegedly, Jackson made misrepresentations about variable annuities. As a result, the client sought compensation from Morgan Stanley Smith Barney or Jackson. However, the firm denied this complaint.
Also, a Citigroup Global Markets Inc. client filed FINRA Arbitration No. 09-04023 about Scott Jackson. Supposedly, Jackson made unsuitable recommendations relating to stocks. Consequently, on January 24, 2012, Citigroup Global Markets Inc. settled this matter by paying the client $75,000.00 in damages.
Do you have concerns about investments you made through Scott Jackson? You should get in touch with Soreide Law Group online or at (888) 760-6552 and speak to a securities attorney about a possible recovery. Soreide Law Group has years of experience recovering losses for clients located throughout the country. The firm also works on a contingency fee basis and advances all costs. Jackson and securities firms / investment advisories Jackson worked for deny allegations of sales practice violations.
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