Investors apparently complained about securities broker William Scott Meador [CRD: 2202512, Naples, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Meador has worked with UBS Financial Services Inc. since September 22, 2008, as a broker, and since October 3, 2013, as an investment adviser. See the following information to understand more about the pending and resolved client disputes involving this broker.
Evidently, a client of UBS Financial Services Inc. contested Scott Meador’s sales practices by filing FINRA Arbitration No. 24-02362 on November 1, 2024. Allegedly, Meador made unsuitable recommendations and failed to act in the client’s best interest. Supposedly, he allocated an account inappropriately in equities from 2008 to 2022. Consequently, the client seeks compensation from UBS Financial Services Inc. or Meador in the amount of $1,000,000.00 in this ongoing matter.
Also, a Merrill Lynch, Pierce, Fenner & Smith Incorporated client filed FINRA Arbitration No. 09-02045 about Scott Meador. Mainly, the client alleged that Meador made unsuitable recommendations. Because of this, the investor supposedly sustained damages. Therefore, on April 21, 2009, Merrill Lynch settled this matter by paying the client $40,000.00 in damages.
Do you have concerns or questions regarding investments you made with Scott Meador? Reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a possible recovery recovery. Soreide Law Group has helped to recoup losses for clients throughout the United States. Also, the firm works on a contingency fee arrangement and advances all costs. Meador and brokerage firms Meador worked for deny accusations of sales practice violations.
Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]
Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]
Investors potentially experienced sales practice violations by securities broker Gabriel D. Candea (also known as Gabe Candea) [CRD: 5531840, Santee, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gabriel Candea worked for Emerson Equity LLC from January 14, 2022, to the present as a securities broker in Irvine, California, […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com