Soreide Law Group is looking into possible investor claims against securities broker Scott Curtis Wilson (CRD: 861144, New York, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Morgan Stanley. Evidently, investors allege sales practice violations in these disputes, including that Wilson made misrepresentations. Here is a brief summary of the disclosures about Wilson.
Also, a client of Morgan Stanley contested Scott Wilson’s sales practices, according to a complaint dated July 11, 2022. Allegedly, Wilson made misrepresentations. Supposedly, Wilson possibly caused the client to sustain damages on closed-end funds. Therefore, the client requested compensation from Morgan Stanley or Wilson. However, the securities firm denied the complaint.
Also, a client of Citigroup Global Markets Inc. contested Scott Wilson’s sales practices by filing FINRA Arbitration: 002-8J7-1LH. Allegedly, Wilson misrepresented information to the client. It appears that Wilson possibly caused the client to sustain damages on hedge funds. Therefore, Citigroup Global Markets Inc. opted to settle the matter on June 8, 2011, by compensating the client in the amount of $289,616.61.
Evidently, on February 27, 2009, a Citigroup Global Markets Inc. client filed a complaint about Scott Wilson. Namely, the client alleged that Wilson made unsuitable recommendations. Because of this, the client allegedly sustained damages on closed-end funds. Therefore, the client requested compensation from Citigroup Global Markets Inc. or Wilson. However, the securities firm denied this complaint.
Have you experienced damages due to the actions of Scott Wilson? If so, reach out to Soreide Law Group at (888) 760-6552 and speak with a securities lawyer regarding a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and will advance all costs. Please keep in mind that Wilson and brokerage firms Wilson worked for deny any and all allegations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]
Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]
Soreide Law Group is investigating potential investor claims involving losses in NextGenTech Investments LLC, a private fund managed by Sestante Capital LLC that purported to provide investors with economic exposure to shares of private companies, including Anduril Industries. Recent criminal proceedings involving Sestante Capital's manager have raised significant concerns regarding the offering, the representations made […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com